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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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2855708541,139 · Jun 202019922001200920172026
48 results for conditional stochastic optimization

Study proves optimal controls for stochastic Volterra equations with singular kernels.

problem Existence of optimal controls for stochastic Volterra equations with singular kernels.
method Sufficient conditions based on integrability and growth hypotheses.
result Existence of optimal relaxed and strict controls under classical convexity assumptions.

Develops new optimization techniques for decision-making under uncertainty.

problem Decision-making under uncertainty with complex cost functions and nested expectations.
method Introduces Multistage Conditional Compositional Optimization (MCCO) and develops multilevel Monte Carlo techniques.
result New optimization techniques reduce scenario complexity from exponential to polynomial growth.

New algorithms improve distributed optimization under mild variance conditions.

problem Improving distributed optimization for large-scale machine learning problems.
method Revisited Federated Averaging and SCAFFOLD algorithms under a general variance condition.
result Established convergence results for smooth nonconvex objective functions under mild variance conditions.

New unbiased gradient estimators for complex optimization problems.

problem Unbiased and variance-limited gradient estimation for conditional stochastic optimization.
method Developed multilevel Monte Carlo gradient estimators for conditional stochastic optimization problems.
result Unbiased and finite variance gradient estimators for conditional stochastic optimization problems.

New analysis reveals batch size effects on stochastic conditional gradient methods.

problem Understanding the role of batch size in stochastic conditional gradient methods.
method Deriving a new analysis focusing on momentum-based stochastic conditional gradient algorithms (e.g., Scion).
result Increasing batch size initially improves optimization accuracy but can degrade performance beyond a critical threshold.

We show that asymptotically, completely asynchronous stochastic gradient procedures achieve optimal (even to constant factors) convergence rates for the solution of convex optimization problems under nearly the same conditions required for asymptotic optimality of standard stochastic gradient procedures. Roughly, the n…

2015-08-04abs ↗pdf ↗

New PG methods tackle nonconvex optimization with auto-conditioned stepsizes.

problem Optimizing nonconvex functions over convex sets.
method Auto-conditioned projected gradient (AC-PG) methods and stochastic variants.
result Achieved optimal iteration complexity for finding approximate stationary points.

Paper develops a new local convexity condition for non-isolated minima in non-convex optimization.

problem Lack of theory for non-isolated minima in non-convex optimization.
method Formulates a new local convexity condition and studies SGD convergence under this condition.
result Shows SGD can converge locally under the new condition.

This paper analyzes adaptive gradient algorithms for better performance in ill-conditioned problems.

problem Poor performance of standard stochastic gradient algorithms in ill-conditioned problems.
method Non-asymptotic analysis of adaptive gradient algorithms (Adagrad and Stochastic Newton) for strongly convex objectives.
result Theoretical analysis and adaptation to practical applications like linear regression and regularized GLM.

Proposes data-driven methods for estimating conditional expectations.

problem Estimating conditional expectations when underlying density is unknown.
method Data-driven techniques to directly estimate conditional expectations from training data.
result Extends data-driven method to solve nonlinear equations in stochastic optimization.

New technique reduces bias in CSO problems, improving sample complexity.

problem Reducing bias in conditional stochastic optimization problems.
method Introducing a stochastic extrapolation technique combined with variance reduction.
result Achieved significantly better sample complexity for nonconvex smooth objectives.

New methods optimize complex optimization problems with improved efficiency.

problem Optimizing complex problems with a convex lower-level objective.
method Uses stochastic cutting planes and conditional gradient updates.
result Improves complexity for both convex and non-convex upper-level functions.

Optimal algorithms for Riemannian optimization with reduced complexity.

problem Stochastic optimization on Riemannian manifolds with limited data.
method Zeroth-order Riemannian Averaging Stochastic Approximation algorithms using Riemannian moving-average estimators and novel geometric conditions.
result Achieves optimal sample complexities for generating approximate first-order stationary solutions.

The paper analyzes how behavioral investors make portfolio decisions using Markowitz Stochastic Dominance criteria.

problem Understanding how behavioral investors make portfolio decisions.
method Developed stochastic optimization problems and MILP models to capture subjective decision weights and probability weighting functions.
result The developed models can be used to formulate computationally tractable portfolio analysis problems.

In this work we introduce a conditional accelerated lazy stochastic gradient descent algorithm with optimal number of calls to a stochastic first-order oracle and convergence rate O(1ε2)O\left(\frac{1}{\varepsilon^2}\right) improving over the projection-free, Online Frank-Wolfe based stochastic gradient descent of Hazan an…

2017-03-16abs ↗pdf ↗

A new method for stochastic optimal control improves accuracy over existing techniques.

problem Improving the accuracy of stochastic optimal control for noisy systems.
method Stochastic Optimal Control Matching (SOCM) using Iterative Diffusion Optimization (IDO) with path-wise reparameterization trick.
result SOCM achieves lower error than existing techniques for three out of four control problems, sometimes by an order of magnitude.

Improved convergence analysis for decentralized non-convex optimization.

problem Minimizing a sum of smooth non-convex functions over a network.
method Gradient tracking in decentralized stochastic gradient descent (GT-DSGD).
result GT-DSGD achieves network-independent performances matching centralized SGD under certain conditions.

New algorithm solves complex optimization problems without needing projections.

problem Optimizing nested functions under convex constraints with noisy evaluations.
method Projection-free conditional gradient-type algorithm for smooth stochastic multi-level composition optimization.
result The algorithm achieves εε-stationary solutions with complexity bounds independent of εε and TT.

SGD and stochastic gradient descent converge at optimal rates for certain non-convex functions.

problem Optimal convergence rates for non-convex functions under gradient noise.
method Geometric interpretation of the PL-condition to analyze convergence rates.
result Convergence rates of SGD and stochastic gradient descent match those of strongly convex quadratics.

Two new methods solve large-scale stochastic convex problems with linear constraints.

problem Solving large-scale stochastic convex optimization problems with many linear constraints.
method Conditional gradient-based methods that process only a subset of constraints at each iteration.
result Rigorous convergence guarantees for the proposed methods.

A new tamed stochastic gradient Hamiltonian Monte Carlo algorithm for superlinearly growing stochastic gradients.

problem Sampling and stochastic optimization problems with superlinearly growing stochastic gradients.
method Tamed Stochastic Gradient Hamiltonian Monte Carlo (tSGHMC) algorithm.
result Established a non-asymptotic error bound in Wasserstein-2 distance with a convergence rate of 1/41/4.

Optimizes portfolios with constraints and stochastic factors, deriving explicit solutions.

problem Optimizing expected utility in an incomplete market with stochastic factors and convex constraints.
method Fundamental duality results and HJB PDE, derived condition for exponential affine solutions.
result Explicit expressions for optimal allocations and Riccati ODE solutions in specific markets.

Improved convergence for nonconvex optimization with dependent data.

problem Constrained smooth nonconvex optimization with dependent data.
method Stochastic projected gradient methods under a general dependent data sampling scheme.
result Achieved worst-case rate of convergence ildeO(t1/4) ilde{O}(t^{-1/4}) and complexity ildeO(ε4) ilde{O}(\varepsilon^{-4}).

New algorithm tackles stochastic bilevel optimization under relaxed smoothness conditions.

problem Optimal algorithms for stochastic bilevel optimization under relaxed smoothness conditions.
method Introduces a novel fully single-loop and Hessian-inversion-free algorithmic framework for stochastic bilevel optimization.
result Demonstrates state-of-the-art oracle complexity results for multi-objective robust bilevel optimization.

New analysis shows GMD can converge linearly under PL-like conditions.

problem Establishing linear convergence for generalized mirror descent.
method PL-based analysis for time-dependent mirrors, Taylor-series approach for stochastic GMD.
result Linear convergence of stochastic GMD under PL-like conditions.

This paper studies dynamic stochastic optimization problems parametrized by a random variable. Such problems arise in many applications in operations research and mathematical finance. We give sufficient conditions for the existence of solutions and the absence of a duality gap. Our proof uses extended dynamic programm…

2011-05-04abs ↗pdf ↗

A new stochastic algorithm approximates optimal distributions without requiring propagation of chaos.

problem Optimizing functionals over probability distributions using finite particle systems.
method Virtual particle stochastic approximation, viewed as a form of stochastic gradient descent in the Wasserstein space.
result The algorithm's output converges to the optimal distribution and produces i.i.d. samples.

We study computational and statistical consequences of problem geometry in stochastic and online optimization. By focusing on constraint set and gradient geometry, we characterize the problem families for which stochastic- and adaptive-gradient methods are (minimax) optimal and, conversely, when nonlinear updates -- su…

2019-09-23abs ↗pdf ↗

This work formalizes guidance in diffusion models and introduces a stochastic control framework.

problem Lack of a solid theoretical foundation for guidance scheduling in diffusion models.
method Introduces a stochastic optimal control framework to cast guidance scheduling as an adaptive optimization problem.
result Establishes a principled foundation for more effective guidance in diffusion models.

The paper explores arbitrage opportunities in derivative markets under specific conditions.

problem Arbitrage opportunities in derivative markets under different conditions.
method Analyzes the relationship between pricing kernel monotonicity and stochastic arbitrage opportunities.
result Pricing kernel nonmonotonicity is equivalent to stochastic arbitrage opportunities under adequacy.

Paper tackles fast convergence for non-convex strongly-concave min-max problems.

problem Non-convex strongly-concave min-max problems in deep learning.
method Proximal stage-based method with PL condition for faster convergence.
result Established fast convergence in primal objective gap and duality gap.

A new algorithm reduces the complexity of solving optimal transport problems.

problem Optimal transport problem with linear constraints.
method Primal-dual accelerated stochastic gradient descent with variance reduction (PDASGD).
result Achieves the best-known computational complexity of O~(n2/ε)\widetilde{\mathcal{O}}(n^2/ε) for OT problems.