Research
On-device research index

arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,742 papers · 148 categories

Trend · papers per month

3967921,1871,583 · Jun 202019922001200920172026
48 results for conditional moment models

We tackle causal inference under conditional moment restrictions using importance weighting.

problem Challenges in causal inference under conditional moment restrictions, especially in high-dimensional settings.
method Transform conditional moment restrictions to unconditional moment restrictions through importance weighting.
result Successfully estimate nonparametric functions defined under conditional moment restrictions.

A method learns representations for conditional moment models with controlled ill-posedness.

problem Efficient estimation of nonparametric conditional moment models with flexible models is challenging.
method Proposes a procedure that learns spectral representations with controlled measures of ill-posedness.
result The proposed method can efficiently estimate representations from data and is L2 consistent.

A new method for estimating causal parameters from observables reduces the need for finite moment conditions.

problem Estimating causal parameters from observational data with unknown or infinite moment conditions.
method Variational Method of Moments (VMM) for a general class of estimators, including kernel and neural net-based methods.
result VMM estimators are consistent, asymptotically normal, and semiparametrically efficient.

New method improves estimation of complex models from conditional moment restrictions.

problem Estimation of complex models from conditional moment restrictions.
method Functional Generalized Empirical Likelihood (GEL) with a practical method.
result The method achieves state-of-the-art performance on two problems.

For a GJR-GARCH specification with a generic innovation distribution we derive analytic expressions for the first four conditional moments of the forward and aggregated returns and variances. Moment for the most commonly used GARCH models are stated as special cases. We also the limits of these moments as the time hori…

2018-08-29abs ↗pdf ↗

Generalizes moment-matching for exponential families with conditioning or hidden data.

problem Generalizing moment-matching conditions for exponential families with conditioning or hidden data.
method First-principles explanation and self-contained derivation of generalized moment-matching conditions.
result Derives generalized moment-matching conditions for conditional exponential families and hidden data.

We provide an approach for learning deep neural net representations of models described via conditional moment restrictions. Conditional moment restrictions are widely used, as they are the language by which social scientists describe the assumptions they make to enable causal inference. We formulate the problem of est…

2018-03-19abs ↗pdf ↗

Develops efficient methods for approximating densities of financial models with jumps.

problem Approximating densities of affine jump diffusions with state-independent jump intensities.
method Recursive approach for deriving closed-form solutions to moments, constructing density approximations via moment matching.
result Superior computational efficiency and precision in option pricing and simulation compared to existing techniques.

Expectation propagation (EP) is a powerful approximate inference algorithm. However, a critical barrier in applying EP is that the moment matching in message updates can be intractable. Handcrafting approximations is usually tricky, and lacks generalizability. Importance sampling is very expensive. While Laplace propag…

2019-10-27abs ↗pdf ↗

A new method of moments estimator goes beyond data reweighting.

problem Estimation of moment restrictions and conditional moment restrictions.
method Kernel Method of Moments (KMM) based on maximum mean discrepancy.
result KMM achieves competitive performance on conditional moment restriction tasks.

Proposes a new method for big portfolio selection using graph-based conditional moments.

problem Challenges in selecting portfolios for thousands of stocks.
method Graph-based Conditional Moments (GRACE) method: learns quantiles, means, variances, skewness, and kurtosis of stock returns.
result Shows superior performance compared to competitors, especially in measures of conditional variance, skewness, and kurtosis.

Develops a new method for estimating models with conditional moment restrictions.

problem Estimating models with conditional moment restrictions, especially non-parametric instrumental variable regression.
method Introduces a min-max criterion function to solve a zero-sum game between modeler and adversary, analyzing estimation rates for various hypothesis spaces.
result Shows that with regularization and rich test function spaces, estimation rates scale with the critical radius of hypothesis and test function spaces.

Empower efficient representation of distributions through moment-preserving methods.

problem Representing high-dimensional probability measures efficiently and accurately.
method Empower efficient representation of distributions through moment-preserving methods.
result Empowers efficient and accurate representation of high-dimensional probability measures.

The paper calculates moments and conditional risks for skewed elliptical distributions.

problem Estimating moments and tail conditional risks for skewed elliptical distributions.
method Derives explicit expressions for multivariate doubly truncated moments and conditional risks for generalized skew-elliptical distributions.
result Explicit formulas for multivariate doubly truncated moments and conditional risks are derived for various skewed elliptical distributions.

Study well-posedness of SPDE on Riemannian manifolds with rough initial conditions.

problem Well-posedness of parabolic Anderson model on Riemannian manifolds with rough initial conditions.
method Construct intrinsic Gaussian noises, explore global geometry, use Feynman-Kac formula.
result Show well-posedness with non-positive curvature and conditions on αα.

Paper derives analytical formulas for NLD-CEV moments with regime switching.

problem Analytical tractability of NLD-CEV models under stochastic regimes.
method Hybrid system approach using Feynman-Kac formula for solving interconnected PDEs.
result Exact closed-form expressions for fractional-order conditional moments.

New method for adaptive estimation and inference in econometric models without knowing smoothness.

problem Adaptive estimation and inference in ill-posed linear inverse problems with unknown smoothness.
method Discrepancy principle-based framework for adaptive hyperparameter selection.
result Achieves optimal rates in weak and strong metrics for linear functionals.

New SQ lower bounds for NGCA without requiring chi-squared condition.

problem Proving SQ hardness for NGCA under moment-matching conditions.
method General SQ lower bound methodology applied to NGCA under moment-matching conditions.
result Proved near-optimal SQ lower bounds for NGCA without chi-squared condition.

We show how to compute lower bounds for the supremum Bayes error if the class-conditional distributions must satisfy moment constraints, where the supremum is with respect to the unknown class-conditional distributions. Our approach makes use of Curto and Fialkow's solutions for the truncated moment problem. The lower …

2011-05-15abs ↗pdf ↗

Normal distributions ensure asymptotic variance reduction in moment matching Monte Carlo.

problem Asymptotic variance reduction in general integration problems.
method Characterization of conditions for asymptotic variance reduction using normal distributions.
result Asymptotic variance reduction is guaranteed for normal distributions in moment matching Monte Carlo.

CatBoostLSS predicts entire conditional distributions for probabilistic forecasting.

problem Limited to predicting only the conditional mean, traditional CatBoost is improved.
method Models all moments of a parametric distribution (mean, location, scale, shape).
result Enhanced flexibility in data analysis and probabilistic forecasting.

It is shown that a small cover (resp. real moment-angle manifold) over a simple polytope is an infra-solvmanifold if and only if it is diffeomorphic to a real Bott manifold (resp. flat torus). Moreover, we obtain several equivalent conditions for a small cover being homeomorphic to a real Bott manifold. In addition, we…

2011-11-09abs ↗pdf ↗

Unified framework for FDR control in knockoffs, validating Gaussian knockoffs.

problem Asymptotic FDR control in knockoffs with user-specified distributions.
method Unified theoretical framework, three conditions on approximate knockoff statistics, Gaussian knockoffs generator based on moments matching.
result Gaussian knockoffs generator achieves asymptotic FDR control.

Study on martingale property and moment explosions in signature volatility models.

problem Analyzing the martingale property and moment explosions in signature volatility models.
method Fine analysis of the explosion time of a signature stochastic differential equation.
result The price process is a true martingale if and only if the order of the linear form is odd and a correlation parameter is negative.

We provide conditions for the existence and the unicity of strictly stationary solutions of the usual Dynamic Conditional Correlation GARCH models (DCC-GARCH). The proof is based on Tweedie's (1988) criteria, after having rewritten DCC-GARCH models as nonlinear Markov chains. Moreover, we study the existence of their f…

2014-05-27abs ↗pdf ↗

This study shows the moment-SOS hierarchy converges in polynomial optimization over product of spheres.

problem Minimizing multihomogeneous polynomials over product of spheres.
method Moment-SOS hierarchy, local optimality conditions, differential geometry, Morse theory.
result The moment-SOS hierarchy has finite convergence for generic multihomogeneous objective functions.

Paper develops methods for inference on time series data using neural networks and sieves.

problem Inference on time series data with nonparametric conditional moment restrictions.
method GN-QLR based inference using general nonlinear sieves and multilayer neural networks.
result Optimally weighted GN-QLR statistic is asymptotically Chi-square distributed.

New framework uses score-based priors to solve ill-conditioned polynomial equations, improving signal recovery from noisy data.

problem Recovering signals from low-order moments in inverse problems, especially ill-conditioned polynomial equations.
method Integrates score-based diffusion priors with moment-based estimators to regularize and solve nonlinear inverse problems.
result Diffusion priors improve recovery from third-order moments and make super-resolution MTD feasible.

Paper identifies tensor ranks via prior predictive matching, solving system of equations.

problem Determining the latent dimensions (ranks) in tensor factorization models.
method Prior predictive moment matching to transform moment matching conditions into a log-linear system of equations.
result Identifies which tensor models have identifiable ranks and derives rank estimators.