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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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3627251,0871,449 · Jun 202019922001200920172026
48 results for concept bottleneck models

PCBMs turn any neural network into interpretable models without dense annotations.

problem Restrictive nature of CBMs and lack of dense concept annotations in training data.
method Introduce PCBMs that can turn any neural network into interpretable models without dense annotations.
result PCBMs can turn any neural network into interpretable models without dense annotations, improving interpretability and performance.

Concept bottleneck models enable concept manipulation for model interpretation.

problem Training models to directly predict labels without intermediate concepts.
method Train models to predict intermediate concepts at training time, then use these concepts to predict labels.
result Concept bottleneck models achieve competitive accuracy with standard models while enabling concept manipulation.

HCBM improves deep learning explainability by non-linear concept aggregation.

problem Lack of explainable and accurate predictions in deep learning for high-stake decisions.
method Introduce Hoeffding Concept Bottleneck Models (HCBM) using Hoeffding functional decomposition of gradient-boosted trees for non-linear and sparse concept aggregation.
result HCBM outperforms standard linear CBM and is robust to interconcept leakage.

ECBMs unify concept-based interpretations in deep learning models.

problem Suboptimal final accuracy and lack of concept interaction and conditional dependencies.
method ECBMs use a set of neural networks to define joint energy, enabling concept correction and conditional dependency quantification.
result ECBMs achieve higher accuracy and richer concept interpretations compared to state-of-the-art methods.

PCBM improves neural network generalization by partially observing concepts.

problem Decreased generalization performance due to observing all concepts in CBM.
method Developed a theoretical analysis of PCBM's Bayesian generalization error.
result PCBM's generalization error is lower than CBM's due to partial concept observation.

This work improves interpretability in deep learning models by introducing a two-level concept discovery framework.

problem High complexity and lack of interpretability in deep learning models, especially for safety-critical tasks.
method Concept Bottleneck Models (CBMs) framework combining vision-language models and data-driven coarse-to-fine concept selection.
result The proposed framework outperforms recent CBM approaches and provides a principled interpretability.

CREAM models enable concept-grounded predictions and interpretability.

problem Designing models that can encode and extend prior knowledge about concept-concept and concept-task relationships.
method Proposes a flexible and efficient framework (CREAMs) that encodes arbitrary CCC-C and CoYC o Y relationships, incorporating a side-channel for incomplete concept sets.
result CREAM models achieve competitive task performance while encouraging concept-grounded predictions, avoiding concept leakage and achieving black-box-level performance.

BC-LLM uses LLMs to find concepts without predefined sets, improving interpretability and performance.

problem Finding a balance between interpretability and accuracy in concept extraction models.
method Bayesian approach with LLMs as both concept extractor and prior.
result BC-LLM outperforms interpretable and black-box models across various datasets.

Concept-driven OPE reduces variance in off-policy decision evaluation.

problem High variance in off-policy decision evaluation due to limited sample sizes.
method Integrating human-explainable concepts into OPE to reduce variance.
result Concept-based OPE estimators remain unbiased and reduce variance when concepts are known and predefined.

Study clarifies Bayesian generalization error in CBM for 3-layered linear neural networks.

problem Understanding the generalization error in concept bottleneck models.
method Mathematical analysis of Bayesian generalization error and free energy in CBM for 3-layered linear neural networks.
result CBM significantly alters the parameter region and Bayesian generalization error compared to standard models.

Framework learns interpretable concepts from data without interventions.

problem Learning spurious correlations between concepts in CBMs.
method Causal representation learning (CRL) to align latent variables with interpretable concepts using few labels.
result Framework provides theoretical guarantees on correctness and number of required labels without interventions.

A method for concept-based learning using probabilistic inference and expert rules.

problem Concept-based learning with limited training data.
method Divide images into patches, transform into embeddings, cluster, and use frequentist inference to find concepts.
result FI-CBL outperforms concept bottleneck model in small data scenarios.

Information Theory (IT) has been used in Machine Learning (ML) from early days of this field. In the last decade, advances in Deep Neural Networks (DNNs) have led to surprising improvements in many applications of ML. The result has been a paradigm shift in the community toward revisiting previous ideas and application…

2019-04-07abs ↗pdf ↗

Extends V-IP framework to use LLMs for generating task-relevant concepts, improving interpretability and performance.

problem Limited applicability of V-IP to small-scale tasks due to manual data annotation.
method Integrates Foundational Models with Large Language and Multimodal Models to generate and annotate concepts.
result FM+V-IP achieves better test performance with fewer concepts/queries compared to other frameworks.

Attribution methods provide insights into the decision-making of machine learning models like artificial neural networks. For a given input sample, they assign a relevance score to each individual input variable, such as the pixels of an image. In this work we adapt the information bottleneck concept for attribution. B…

2020-01-02abs ↗pdf ↗

Softmax is an output activation function for modeling categorical probability distributions in many applications of deep learning. However, a recent study revealed that softmax can be a bottleneck of representational capacity of neural networks in language modeling (the softmax bottleneck). In this paper, we propose an…

2018-05-28abs ↗pdf ↗

Concept Hierarchies and Formal Concept Analysis are theoretically well grounded and largely experimented methods. They rely on line diagrams called Galois lattices for visualizing and analysing object-attribute sets. Galois lattices are visually seducing and conceptually rich for experts. However they present important…

2013-03-11abs ↗pdf ↗

CB-APM uses analyst consensus as a bottleneck to interpret stock returns.

problem Tackles the challenge of understanding and predicting stock returns using professional beliefs.
method Embeds analyst consensus as a structural bottleneck, treating it as a sufficient statistic for market information.
result CB-APM portfolios exhibit strong monotonic return gradients and robust across different economic conditions.

Self-supervised learning helps train deep features without needing lots of labeled data.

problem Annotation bottleneck in deep learning.
method Four main families of self-supervised approaches applied to various data modalities.
result Self-supervised methods can now rival fully supervised pre-training across multiple data types.

The Information Bottleneck (IB) method (\cite{tishby2000information}) provides an insightful and principled approach for balancing compression and prediction for representation learning. The IB objective I(X;Z)βI(Y;Z)I(X;Z)-βI(Y;Z) employs a Lagrange multiplier ββ to tune this trade-off. However, in practice, not only is ββ cho…

2019-07-17abs ↗pdf ↗

MO2 learns useful behaviours from past experience for new tasks.

problem Discovering useful behaviours from past experience and transferring them to new tasks.
method Model-Based Offline Options (MO2) framework supporting sample-efficient bottleneck option discovery over continuous state-action spaces.
result MO2 outperforms recent option learning methods on complex long-horizon continuous control tasks.

New research shows non-bottlenecked autoencoders can outperform bottlenecked ones for anomaly detection.

problem The necessity of a bottleneck in autoencoders for anomaly detection.
method Investigated two ways to remove bottlenecks: overparameterising the latent layer and introducing skip connections. Carried out extensive experiments on various AE types and datasets.
result Non-bottlenecked autoencoders can outperform bottlenecked ones, improving anomaly detection performance.

LFD method improves text classification by making features clearer and less label-leaking.

problem Creating interpretable text representations that are both predictive and understandable.
method LFD method: proposes lexical and semantic features from contrastive text pairs, screens candidates using κκ, and selects features by residual gain.
result LFD features achieve higher human-human and human-LLM agreement than baseline concepts and are less label-leaking.

Despite recent advances, the remaining bottlenecks in deep generative models are necessity of extensive training and difficulties with generalization from small number of training examples. We develop a new generative model called Generative Matching Network which is inspired by the recently proposed matching networks …

2016-12-07abs ↗pdf ↗

This work analyzes how bottleneck layers and skip connections affect linear denoising autoencoders' generalization.

problem Understanding the generalization of linear denoising autoencoders in overparameterized regimes.
method Analyzes two-layer linear denoising autoencoders with a bottleneck layer and skip connection, deriving test risk formulas.
result Bottleneck layers introduce an additional complexity measure, while skip connections can mitigate variance.

MPNNs struggle with class-bottlenecks and heterophily, leading to performance limitations.

problem Performance limitations of MPNNs under heterophily and structural bottlenecks.
method A statistical framework decomposing model performance into SNR components and proving bounds on sensitivity.
result Optimal graph structures for maximizing higher-order homophily are disjoint unions of single-class and two-class-bipartite clusters.

There has recently been much work on the "wide limit" of neural networks, where Bayesian neural networks (BNNs) are shown to converge to a Gaussian process (GP) as all hidden layers are sent to infinite width. However, these results do not apply to architectures that require one or more of the hidden layers to remain n…

2020-01-03abs ↗pdf ↗

Graph neural networks struggle to propagate long-range information, causing over-squashing.

problem Graph neural networks struggle to propagate long-range information.
method Identified over-squashing as the bottleneck in GNNs, demonstrated on various models.
result Breaking the bottleneck improves GNNs' performance on long-range problems.

Proposes a VAE with a discrete bottleneck for better text generation.

problem VAEs struggle with latent variable auto-regressive decoding in text generation.
method Introduces a discretized bottleneck to enforce latent feature matching in a compact space.
result Demonstrates improved text generation capabilities across various tasks.

The paper identifies network bottlenecks using minimax paths in stochastic networks.

problem Identifying bottlenecks in networks with stochastic weights.
method Modeling as combinatorial semi-bandit problem, applying combinatorial Thompson Sampling, and approximating the original objective due to computational intractability.
result Established an upper bound on Bayesian regret and evaluated Thompson Sampling performance on real-world networks.

Proposes a multi-task learning model using variational information bottleneck.

problem Balancing performance and robustness across different tasks in multi-task learning.
method Variational Information Bottleneck (VIB) architecture for multi-task learning.
result The proposed model achieves competitive prediction accuracy under adversarial attacks.

Graph Information Bottleneck (GIB) optimizes graph representations for robustness against adversarial attacks.

problem Challenges in learning graph representations due to structure and feature information.
method GIB is an information-theoretic principle that balances expressiveness and robustness by maximizing mutual information between representation and target, while constraining mutual information with input data.
result GIB-based models are more robust to adversarial attacks, achieving up to 31% improvement.