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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,051 papers · 148 categories

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135271406541 · Jun 202019922001200920182026
48 results for computer certification

The paper introduces robustness certificates for ReLU networks to protect against adversarial perturbations.

problem The vulnerability of ReLU networks to small adversarial perturbations.
method The paper proposes two lower bounds for the distance of a given input sample to the classification decision boundary of a ReLU network.
result The proposed simplex certificate is a closed-form, differentiable, and computationally efficient robustness measure.

Policy certificates improve reinforcement learning accountability and efficiency.

problem Lack of policy quality information in reinforcement learning algorithms.
method Propose and implement algorithms with policy certificates that bound sub-optimality and return.
result First algorithm achieves minimax-optimal PAC bounds and minimax regret bounds.

New method provides tighter robustness guarantees for adversarial attacks.

problem Ensuring robustness against adversarial attacks in machine learning models.
method Developed a Second-order Smoothing (SoS) robustness certificate using Gaussian random smoothing.
result SoS certificates are tighter and provide improved robustness on high-dimensional datasets.

Paper provides efficient robustness certificates for neural networks.

problem Ensuring neural networks are robust against adversarial attacks.
method Two-step approach: 1) Efficient convex optimization for robustness certificates with bounded Hessian eigenvalues, 2) Curvature-based regularization during training.
result Significantly higher certified robust accuracy achieved compared to existing methods.

New method improves robustness of smoothed classifiers against adversarial attacks.

problem Improving robustness of smoothed classifiers against adversarial attacks.
method Proposes worst-case adversarial loss over input distributions as a robustness certificate, and uses duality and smoothness properties to provide an easy-to-compute upper bound.
result Shows superior robustness performance over state-of-the-art certified or heuristic methods.

New algorithms learn stability certificates from data, avoiding complex dynamics.

problem Synthesizing stability certificates from complex dynamical systems.
method Developed algorithms to learn certificate functions from trajectory data, establishing generalization error bounds.
result Efficiently learned certificates can be used for adaptive control.

Estimates uncertainty for deep learning models without complex methods.

problem Uncertainty estimation for deep learning models.
method Simultaneous Quantile Regression (SQR) for aleatoric uncertainty and Orthonormal Certificates (OCs) for epistemic uncertainty.
result Estimates of aleatoric and epistemic uncertainty without ensembling or retraining deep models.

The paper compares machine learning methods with traditional techniques for pricing and sensitivities of financial products with path-dependent structures.

problem Evaluating financial products with early-termination clauses, especially those with path-dependent structures.
method The paper compares regression methods including randomized recurrent and feed-forward neural networks, and a novel approach using signatures of the underlying price process, with traditional polynomial basis functions for pricing and sensitivities.
result Machine learning algorithms often match the accuracy and efficiency of traditional methods for Asian and look-back options, while randomized neural networks are best for callable certificates.

Proposes new convex relaxations for certifying spatial robustness of neural networks.

problem Lack of provable guarantees for robustness against vector field transformations.
method Novel convex relaxations for certifying robustness against vector field transformations.
result First time providing a certificate of robustness against vector field transformations.

Improved neural network robustness certification through tighter convex relaxations.

problem Certifying neural network robustness to perturbed and adversarial inputs.
method Exploiting ReLU network structure, novel partition-based certification procedure.
result Tightens existing linear programming relaxations to achieve zero relaxation error asymptotically.

New method closes certification gap for adversarially trained models.

problem Certifying robustness of adversarially trained neural networks.
method Nonconvex low-rank SDP relaxation with polynomial-time optimization.
result Strong certifications comparable to SDP methods, but with fewer variables.

New method certifies images against transformations like rotations and translations.

problem Certifying robustness of images against transformations like rotations and translations.
method Randomized smoothing with three different kinds of defenses.
result Individual certificates can be obtained via statistical error bounds or efficient online inverse computation.

Improved robustness for deep neural networks with tighter bounds and attacks.

problem Loose upper bounds and prohibitive computation in existing adversarial robustness methods.
method Primal approach with exact Lipschitz certificates for ReLU networks and modern architectures, and novel Wasserstein Distributional Attacks.
result Tighter upper bounds and greater flexibility in attack points compared to existing methods.

Paper improves robustness certification by integrating ML and logical reasoning.

problem Limited robustness certification under perturbation radius.
method Integrates statistical ML models with logical reasoning using Markov logic networks.
result First certified robustness bound for MLN derived and experimentally validated.

New framework improves adversarial robustness certification for various perturbations.

problem Certifying robustness against adversarial attacks in deep learning models.
method Unified functional optimization approach with non-Gaussian smoothing noise for multiple types of attacks.
result Achieves better certification results and identifies key trade-offs between accuracy and robustness.

Bayesian method synthesizes barrier certificates for unknown systems with latent states.

problem Certifying safety in systems with unknown dynamics and latent states.
method Bayesian inference with Metropolis-Hastings sampler and sum-of-squares program.
result Probabilistic validity of barrier certificates for unknown systems.

CITE algorithm provides anytime-valid certification of model outputs.

problem Challenges in controlling error levels in LLM self-consistency.
method Certification by Intersection-union Testing with E-processes (CITE) algorithm.
result Provable control of false certification at any prescribed level under arbitrary stopping rules.

We create consistent option surfaces without arbitrage.

problem Constructing consistent option surfaces free of arbitrage across different maturities.
method Combining PCA-Smolyak approximation with chain-consistent diffusion and c-EMOT bridge.
result Computable certificates for strong convexity, solver correctness, and Dupire/Greeks stability.

Paper develops tighter risk certificates for contrastive learning models.

problem Statistical theory for contrastive learning is lacking, especially for practical models like SimCLR.
method Develops non-vacuous PAC-Bayesian risk certificates considering practical SimCLR factors.
result Risk certificates for contrastive loss and downstream prediction are much tighter than previous results.

Two impossibility theorems show formal alignment certification is impossible for AI systems.

problem Formal certification of AI alignment over open-ended domains is impossible.
method Two independent impossibility theorems: Semantic and Statistical barriers.
result No procedure can simultaneously satisfy soundness, completeness, and tractability.

Paper develops robust Bayesian models for linear regression under adversarial perturbations.

problem Ensuring reliable machine learning models under data perturbations.
method Formulates adversarial Bregman divergence loss, computes adversarial perturbation, introduces adversarially robust posteriors, derives generalization certificates.
result Derives first rigorous generalization certificates for adversarially robust Bayesian linear regression.

Scalable verifier for recurrent neural networks using polyhedral abstractions.

problem Certifying the correctness of recurrent neural networks.
method Combining sampling, optimization, and Fermat's theorem for polyhedral abstractions; gradient descent for refinement.
result Successfully verified challenging recurrent models in various domains.

PROVEN extends neural network robustness verification to probabilistic settings.

problem Quantifying robustness of neural networks under probabilistic noise distributions.
method PROVEN: Probabilistic Verification of Neural Networks (PROVEN) with statistical guarantees.
result PROVEN achieves up to 75% improvement in robustness certification compared to worst-case methods.

TUV Austria proposes certification for ML applications to ensure reliability.

problem Ensuring trust in AI applications to meet societal reliance requirements.
method Holistic approach analyzing security, functionality, data quality, ethics, and criticality levels.
result Certification process for low-risk ML applications in supervised learning.

EL framework certifies and flags bias in ML models without distributional assumptions.

problem Systematic performance disparities across sensitive subpopulations in ML models.
method Empirical likelihood-based approach for non-parametric fairness auditing.
result EL framework outperforms bootstrap methods in certification and subpopulation discovery.

New robustness certificates for streaming models with a sliding window.

problem Applying robustness certificates to streaming data with correlated inputs.
method Deriving robustness certificates for models using a sliding window over a sequence of potentially correlated inputs.
result Guarantees hold for the average model performance across the entire stream, independent of stream size.

This work proposes a robust ensemble method for decision trees that resists adversarial attacks.

problem Adversarial attacks on machine learning models, especially decision trees.
method Feature partitioning to train robust ensembles and approximate certification methods.
result The proposed ensemble method can resist evasion attacks by a majority of its models.

Efficient method certifies robustness of discrete data models, especially graphs.

problem Certifying robustness of discrete data models, especially graphs, is difficult.
method Randomized smoothing framework, sparsity-aware, model-agnostic, tight and efficient.
result Proposes a scalable method for certifying robustness of discrete data models, especially graphs.

Paper presents new training methods for neural networks with tighter risk certificates.

problem Training probabilistic neural networks with tighter risk certificates.
method Derived from PAC-Bayes bounds, two training objectives implemented for the first time in neural networks.
result Competitive test set errors and non-vacuous risk bounds with tighter values than previous results.

The paper improves risk certificate tightness for neural networks using PAC-Bayes bounds.

problem Improving the usability of risk certificates for neural networks based on PAC-Bayes bounds.
method Theoretical contributions including KL divergence bounds, efficient methodology for optimization, and methods for optimizing non-differentiable objectives.
result First non-vacuous generalization bounds on CIFAR-10 for neural networks.

Study adversarial perturbations in classification, analyzing learning and certification.

problem Formal study of classification under adversarial perturbations from both learner and third-party perspectives.
method PAC-type semi-supervised learning framework, black-box certification under limited query budget, adversary analysis.
result Existence of a polynomial query complexity adversary implies the existence of a sample efficient robust learner.