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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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56112168224 · Jun 202019922001200920172026
48 results for bottleneck layers

Wide neural networks become linear, but adding bottlenecks makes them bilinear or multilinear.

problem Understanding the transition of neural networks from linearity to higher-order functions.
method Analyzing the behavior of randomly initialized wide neural networks with and without bottleneck layers.
result Bottleneck layers transform the network's function from linear to bilinear or multilinear.

There has recently been much work on the "wide limit" of neural networks, where Bayesian neural networks (BNNs) are shown to converge to a Gaussian process (GP) as all hidden layers are sent to infinite width. However, these results do not apply to architectures that require one or more of the hidden layers to remain n…

2020-01-03abs ↗pdf ↗

This work analyzes how bottleneck layers and skip connections affect linear denoising autoencoders' generalization.

problem Understanding the generalization of linear denoising autoencoders in overparameterized regimes.
method Analyzes two-layer linear denoising autoencoders with a bottleneck layer and skip connection, deriving test risk formulas.
result Bottleneck layers introduce an additional complexity measure, while skip connections can mitigate variance.

Study clarifies Bayesian generalization error in CBM for 3-layered linear neural networks.

problem Understanding the generalization error in concept bottleneck models.
method Mathematical analysis of Bayesian generalization error and free energy in CBM for 3-layered linear neural networks.
result CBM significantly alters the parameter region and Bayesian generalization error compared to standard models.

The muti-layer information bottleneck (IB) problem, where information is propagated (or successively refined) from layer to layer, is considered. Based on information forwarded by the preceding layer, each stage of the network is required to preserve a certain level of relevance with regards to a specific hidden variab…

2017-11-14abs ↗pdf ↗

New research shows non-bottlenecked autoencoders can outperform bottlenecked ones for anomaly detection.

problem The necessity of a bottleneck in autoencoders for anomaly detection.
method Investigated two ways to remove bottlenecks: overparameterising the latent layer and introducing skip connections. Carried out extensive experiments on various AE types and datasets.
result Non-bottlenecked autoencoders can outperform bottlenecked ones, improving anomaly detection performance.

CNNs use a bottleneck structure to focus on a few frequencies, affecting function representation.

problem Understanding how CNNs focus on specific frequencies in their feature learning.
method Defined Convolution Bottleneck (CBN) structure, measured CBN rank, and analyzed parameter norms.
result Parameter norm scales with depth and CBN rank, and networks with optimal parameters exhibit this structure.

We introduce the HSIC (Hilbert-Schmidt independence criterion) bottleneck for training deep neural networks. The HSIC bottleneck is an alternative to the conventional cross-entropy loss and backpropagation that has a number of distinct advantages. It mitigates exploding and vanishing gradients, resulting in the ability…

2019-08-05abs ↗pdf ↗

Recent years, many researches attempt to open the black box of deep neural networks and propose a various of theories to understand it. Among them, Information Bottleneck (IB) theory claims that there are two distinct phases consisting of fitting phase and compression phase in the course of training. This statement att…

2019-11-09abs ↗pdf ↗

PCBM improves neural network generalization by partially observing concepts.

problem Decreased generalization performance due to observing all concepts in CBM.
method Developed a theoretical analysis of PCBM's Bayesian generalization error.
result PCBM's generalization error is lower than CBM's due to partial concept observation.

We introduce a new framework for training deep generative models for high-dimensional conditional density estimation. The Bottleneck Conditional Density Estimator (BCDE) is a variant of the conditional variational autoencoder (CVAE) that employs layer(s) of stochastic variables as the bottleneck between the input xx a…

2016-11-25abs ↗pdf ↗

Information bottleneck (IB) is a method for extracting information from one random variable XX that is relevant for predicting another random variable YY. To do so, IB identifies an intermediate "bottleneck" variable TT that has low mutual information I(X;T)I(X;T) and high mutual information I(Y;T)I(Y;T). The "IB curve" cha…

2018-08-23abs ↗pdf ↗

Theory explains deep nonlinear networks' plateaus and transitions.

problem Understanding long plateaus and feature acquisition transitions in deep nonlinear networks.
method Derived an exact identity for Frobenius norms, classified activation functions, and reduced matrix flow to a scalar ODE.
result Escape time law τ=Θ(ε(r2))τ_\star = Θ(\varepsilon^{-(r-2)}) for deep nonlinear networks, where rr is the number of bottleneck layers.

The Information Plane theory predicts autoencoders do not compress input information.

problem Understanding the training dynamics of hidden layers in autoencoders.
method Derive a theoretical convergence for the Information Plane of autoencoders using a Gram-matrix based mutual information estimator.
result Ideal autoencoders with a large bottleneck layer size do not compress input information, while a small size causes compression only in the encoder layers.

Large neural networks learn low-dimensional representations that balance complexity and regularity.

problem Understanding the tradeoff between low-dimensional representations and complexity in deep neural networks.
method Computed finite depth corrections to reveal a measure of regularity that bounds the pseudo-determinant of the Jacobian.
result Proved the conjectured bottleneck structure in learned features as network depth increases, showing almost all hidden representations are approximately low-dimensional and weight matrices have singular values close to 1.

Deep Gaussian Processes are reinterpreted as deep trigonometric networks for tractable inference.

problem Challenging inference in DGPs due to intractable marginalization in latent function space.
method Viewing DGPs as deep trigonometric networks with Bochner's theorem, and using the wide limit with a bottleneck to translate DGPs into deep trigonometric networks.
result The weight space view yields the same effective covariance functions as obtained in function space, and varying prior distributions over network parameters is equivalent to employing different kernels.

We find the maximum mutual information for neural networks and its key determinants.

problem Understanding the maximum mutual information in neural architectures.
method Derived closed-form expression for maximum mutual information across neural network families.
result Maximum mutual information stems from a generalized formula and is influenced by network width and statistical invariances.

Despite their great success in practical applications, there is still a lack of theoretical and systematic methods to analyze deep neural networks. In this paper, we illustrate an advanced information theoretic methodology to understand the dynamics of learning and the design of autoencoders, a special type of deep lea…

2018-03-30abs ↗pdf ↗

New learning rules from information bottleneck improve deep learning without precise labels.

problem Training deep neural networks with backpropagation is biologically implausible.
method Kernelized information bottleneck principle with 3-factor Hebbian structure.
result The new learning rules perform nearly as well as backpropagation on image classification tasks.

Finet uses FBN for efficient, lightweight neural networks.

problem Building efficient neural networks with limited computational resources.
method Introduces Fine-grained Batch Normalization (FBN) and a novel light-weight network (Finet) that combines FBN with standard convolution.
result Finet achieves state-of-the-art performance on ImageNet classification with reduced computational complexity.

Soft-Radial Projection solves gradient saturation in constrained deep learning.

problem Gradient saturation in deep learning models when integrating hard constraints.
method Introduces Soft-Radial Projection, a differentiable layer that maps predictions onto constraint boundaries without rank-deficient Jacobians.
result Improves convergence and solution quality over state-of-the-art methods.

New pruning method captures global correlations for efficient neural network inference.

problem Efficiently pruning neural networks for faster inference and reduced memory usage.
method Second-order structured pruning (SOSP-H) with innovative saliency-based approaches.
result SOSP-H scales to large-scale vision tasks and improves accuracy without compromising efficiency.

The study explores the compressive power of Boolean threshold autoencoders, finding that seven layers are necessary but three are not.

problem Understanding the compressive limits of Boolean threshold autoencoders.
method Investigation into the minimum number of layers and nodes required for autoencoders to accurately transform binary vectors.
result There exists a seven-layer autoencoder with a logarithmic middle layer size for any set of distinct vectors, but not a three-layer one.

Softmax is an output activation function for modeling categorical probability distributions in many applications of deep learning. However, a recent study revealed that softmax can be a bottleneck of representational capacity of neural networks in language modeling (the softmax bottleneck). In this paper, we propose an…

2018-05-28abs ↗pdf ↗

A long standing open problem in the theory of neural networks is the development of quantitative methods to estimate and compare the capabilities of different architectures. Here we define the capacity of an architecture by the binary logarithm of the number of functions it can compute, as the synaptic weights are vari…

2019-01-02abs ↗pdf ↗

This paper quantifies hyperparameter transfer and finds embedding layer learning rate is key.

problem Quantifying optimal hyperparameters for large language models across scales.
method Developed three metrics to quantify hyperparameter transfer and investigated the importance of embedding layer learning rate.
result Maximal Update (μP) parameterization offers high-quality learning rate transfer compared to standard parameterization (SP).

Gradient oversmoothing and expansion hinder deep GNN training, solved with normalization.

problem Gradient oversmoothing and expansion prevent deep GNN training.
method Proposed normalization method to constrain the Lipschitz bound of each layer.
result Residual GNNs with hundreds of layers can be efficiently trained with the proposed normalization.

New framework finds more efficient linear layers over structured matrices.

problem Efficient alternatives for dense linear layers in neural networks.
method Unified framework searching over all linear operators, developing a taxonomy based on computational and algebraic properties.
result BTT-MoE provides substantial compute-efficiency gains over dense layers and standard MoE.

CB-APM uses analyst consensus as a bottleneck to interpret stock returns.

problem Tackles the challenge of understanding and predicting stock returns using professional beliefs.
method Embeds analyst consensus as a structural bottleneck, treating it as a sufficient statistic for market information.
result CB-APM portfolios exhibit strong monotonic return gradients and robust across different economic conditions.

HaKAN uses Hahn-KAN blocks to forecast multivariate time series.

problem Long-term time series forecasting challenges with high complexity and spectral bias.
method HaKAN integrates channel independence, patching, and a stack of Hahn-KAN blocks with residual connections. It uses Hahn polynomial-based learnable activation functions.
result HaKAN consistently outperforms state-of-the-art methods on various forecasting benchmarks.