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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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60120179239 · Jun 202019922001200920172026
48 results for balanced strategy

A new XVA strategy rooted in balance sheet perspective improves equity process for bank shareholders.

problem Counterparty risk valuation adjustments (XVAs) in financial derivatives.
method Develops a cost-of-capital XVA strategy in a balance sheet perspective, solving explicitly in static setup and dynamically in trade context.
result Ensures a submartingale equity process corresponding to a target hurdle rate on capital at risk.

Optimal student loan repayment strategies vary based on loan size.

problem Finding the most cost-effective repayment strategy for federal student loans.
method Analyzing the impact of different repayment strategies on total cost for varying loan sizes.
result Optimal repayment strategies depend on the loan balance, with different approaches for small, large, and intermediate balances.

Improves causal inference with observational data by balancing features and weights.

problem Achieving balance in predictive features for causal inference with observational data.
method Integrates balancing weights into representation learning for causal learning.
result Developed an algorithm for accurate estimation of causal effects.

Existence of balanced embedding proved for complex manifold into infinite-dimensional space.

problem Balanced embedding of non-compact complex manifolds into infinite-dimensional projective space.
method Gradient flow in a Hilbert space, long-time existence established by perturbation, convergence depends on a priori bounds.
result Existence of balanced embedding proved in a model case.

In this paper, we develop a novel weighted Laplacian method, which is partially inspired by the theory of graph Laplacian, to study recent popular graph problems, such as multilevel graph partitioning and balanced minimum cut problem, in a more convenient manner. Since the weighted Laplacian strategy inherits the virtu…

2019-11-23abs ↗pdf ↗

Study examines how balancing methods affect model behavior in imbalanced classification problems.

problem Impact of balancing methods on model behavior in imbalanced classification problems.
method Used Explainable Artificial Intelligence tools (variable importance method, partial dependence profile, accumulated local effects) to compare model behavior before and after balancing.
result Significant changes in model behavior due to balancing methods, leading to biased models.

New meta-learning method improves domain generalization by balancing parameters closer to domain centroids.

problem Improving domain generalization by reducing overfitting to specific domains.
method Arithmetic meta-learning with arithmetic-weighted gradients to balance parameters closer to domain centroids.
result Experimental validation of improved domain generalization performance.

Paper uses DRL to optimize portfolios, balancing risk and return.

problem Optimizing portfolios under market uncertainty and risk constraints.
method Integrates Sharpe ratio-based reward with risk control mechanisms, uses PPO for adaptive asset allocation.
result DRL agent stabilizes volatility but sacrifices risk-adjusted returns.

RL optimizes resource allocation in MG by balancing experience and exploration.

problem Optimal resource allocation in competitive scenarios.
method Introduced RL to MG, allowing dynamic strategy adjustment based on experience and expected rewards.
result Achieves optimal resource coordination by balancing exploitation and exploration.

This work improves policy-based training by proposing an evaluation balance objective for GFlowNets.

problem Reliable estimation of policy divergence under directed acyclic graphs remains challenging.
method Proposes an evaluation balance objective over partial episodes to measure policy divergence and improve policy-based training reliability.
result Evaluation balance strengthens policy-based training reliability and broadens its flexibility.

We introduce a variant of Shepp's classical urn problem in which the optimal stopper does not know whether sampling from the urn is done with or without replacement. By considering the problem's continuous-time analog, we provide bounds on the value function and in the case of a balanced urn (with an equal number of ea…

2019-11-27abs ↗pdf ↗

This paper surveys various data balancing methods for imbalanced datasets.

problem Imbalanced datasets bias predictions and degrade classifier performance.
method Extensive review of oversampling, undersampling, adaptive, generative, combination, and ensemble methods.
result No single method universally outperforms others; selection depends on dataset characteristics.

Study shows sudden loss of balance in stock market networks after 2011, reducing predictability.

problem Reduced predictability in stock markets due to structural changes.
method Rank correlations and weighted signed networks to analyze interconnectivity and balance.
result Sudden loss of balance in stock market networks after 2011, leading to decreased predictability.

This research tackles balancing exploration and exploitation in deep RL for partially observable systems.

problem Balancing exploration and exploitation in deep RL for partially observable systems.
method Deployed and tested several techniques including adaptive and deterministic exploration strategies, and a modified quadratic loss function.
result Adaptive methods better approximate the trade-off between exploration and exploitation.

Proposes a balanced multi-component and multi-layer neural network for efficient function approximation.

problem Accurately and efficiently approximating complex functions with high degrees of freedom and computational cost.
method Inspired by a multi-component approach, MMNN combines single-layer networks with a multi-layer decomposition strategy.
result Significant reduction in training parameters, more efficient training process, and improved accuracy compared to FCNNs or MLPs.

Optimizes liquidations in decentralized finance to manage credit risk.

problem Managing and liquidating positions in decentralized finance exchanges.
method Formulated as an ergodic optimal control problem, derived closed-form solutions for optimal liquidation strategies.
result Closed-form solutions balance immediate executions with price impacts and long-term rewards.

A simple strategy optimizes broker-client trading, reducing price discounts for informed traders.

problem Optimizing broker-client trading to balance client flow and informed trader losses.
method Modelled as a stochastic control problem, derived optimal strategy in closed form, introduced algorithm.
result Optimal strategy reduces price discounts for informed traders, balancing client flow and informed trader losses.

This work analyzes impermanent loss in decentralized markets and provides a hedging strategy.

problem Impermanent loss in automated market makers (AMMs).
method Analytical derivation of a static replication formula using European options, and numerical example with real data.
result Guaranteed hedging coverage for all final prices within a predefined interval.

This paper explores how balancing and filtering techniques affect predictive multiplicity in machine learning models.

problem Predictive multiplicity due to Rashomon effect in high-stakes environments.
method Investigates the impact of balancing and filtering techniques on predictive multiplicity using 21 real-world datasets.
result Data-centric AI strategies can mitigate predictive multiplicity, but preprocessing methods may introduce it.

The AlphaZero algorithm for the learning of strategy games via self-play, which has produced superhuman ability in the games of Go, chess, and shogi, uses a quantitative reward function for game outcomes, requiring the users of the algorithm to explicitly balance different components of the reward against each other, s…

2019-12-16abs ↗pdf ↗

This paper balances bias and variance in adaptive importance sampling using mirror descent.

problem Large variance in adaptive importance sampling weights.
method Regularization strategy with power raised importance weights connected to mirror descent.
result The regularization parameter balances bias and variance.

This review analyzes deep learning methods for electricity price forecasting across different markets.

problem Insufficient analysis of deep learning methods in electricity price forecasting.
method Unified taxonomy of deep learning components, analysis of trends across markets.
result Shift toward probabilistic, microstructure-centric, and market-aware designs.

Optimizes liquidity withdrawal timing for AMM LPs to balance fees and impermanent loss.

problem Balancing fees and impermanent loss in automated market makers.
method Stochastic control problem with endogenous stopping time, numerical solutions via Euler scheme and Longstaff-Schwartz method.
result Optimal exit strategy depends on volatility, fees, and market dynamics.

TKIL improves class-balanced performance in incremental learning.

problem Catastrophic forgetting in sequential learning tasks.
method Introduces Tangent Kernel for Incremental Learning (TKIL) based on Neural Tangent Kernel (NTK).
result TKIL achieves better overall accuracy and variance across classes.

CBDA improves active learning for semantic segmentation, especially with imbalanced classes.

problem Class imbalance degrades performance in domain adaptive active learning.
method Class Balanced Dynamic Acquisition (CBDA) selects more balanced labels for active learning.
result CBDA increases minority class performance and outperforms baselines by 0.6-2.4 mIoU.

We study a linear price impact model including other liquidity takers, whose flow of orders either follows a Poisson or a Hawkes process. The optimal execution problem is solved explicitly in this context, and the closed-formula optimal strategy describes in particular how one should react to the orders of other trader…

2014-04-02abs ↗pdf ↗

Enhanced financial forecasting using supervised autoencoders with noise augmentation and triple labeling.

problem Improving investment strategy performance on noisy financial data.
method Supervised autoencoders with noise augmentation and triple barrier labeling.
result Supervised autoencoders with balanced noise augmentation and bottleneck size significantly boost strategy effectiveness.

The paper addresses classification imbalance by framing it as a transfer learning problem.

problem Classification imbalance where one class is much rarer than the other.
method The paper studies oversampling procedures to balance classes, focusing on SMOTE and bootstrapping.
result The excess risk decomposes into balanced training rate and transfer cost, with SMOTE having a higher transfer cost.