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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,341 papers · 148 categories

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48 results for average responses

Study on cross-responses in correlated financial markets, distinguishing active and passive responses.

problem Understanding price responses across different stocks in correlated financial markets.
method Performed different averages to identify active and passive cross-responses, analyzed their characteristics and compared with self-responses.
result Active cross-responses have longer response periods compared to passive cross-responses.

Previous studies of the stock price response to individual trades focused on single stocks. We empirically investigate the price response of one stock to the trades of other stocks. How large is the impact of one stock on others and vice versa? -- This impact of trades on the price change across stocks appears to be tr…

2015-10-12abs ↗pdf ↗

Proposes a method to estimate causal effects of continuous treatments using instrumental variables.

problem Estimating causal effects of continuous treatments in the presence of unmeasured confounders.
method Introduces a novel framework using instrumental variables and a uniform regular weighting function to identify and estimate average dose-response functions.
result Establishes the asymptotic properties of the proposed methods for estimating average dose-response functions.

Modeling cross-impacts between stocks with a two-component price impact model.

problem Understanding cross-impacts between stocks in a correlated market.
method Introducing self- and cross-impact functions, modeling average cross-response functions, fixing impact function parameters, and quantifying time lag impacts.
result Cross- and self-correlators are connected with cross-responses, and time lag impacts are divided into temporary and permanent components.

Model predicts anti-cancer drug responses using gene and molecular data.

problem Expensive and time-consuming cancer drug discovery and tailoring.
method Uses variational autoencoders and multi-layer perceptrons to encode gene expression and drug data.
result High average R2R^{2} of 0.83 and 0.845 in predicting drug responses for breast and pan-cancer cell lines, respectively.

Enhances traditional MV model for socially responsible investors.

problem Traditional MV models ignore ESG scores relevant to socially responsible investors.
method Implemented an amended MV model considering ESG scores.
result SR investors can achieve competitive SR portfolios with a trade-off between Sharpe Ratio and ESG scores.

New method estimates individual dose-response curves for any number of treatments.

problem Estimating individual dose-response curves for varied exposures.
method Neural network approach for learning counterfactual representations.
result Set a new state-of-the-art in estimating individual dose-response curves.

The paper uses deep neural networks to estimate and infer ATE without needing to know the dimension of the data.

problem Estimating and inferring the average treatment effect (ATE) in complex data settings.
method The paper uses deep neural networks to estimate the mean regression function and then calculates the ATE. It establishes consistency and asymptotic normality of the estimators.
result The deep neural network estimates of ATE are consistent and asymptotically normal, providing dimension-free rates.

Study analyzes non-Markovian effects in financial markets over multiple years.

problem Understanding non-Markovian dynamics and trader interactions in financial markets.
method Empirical analysis of self-response functions and trade sign correlators for different stocks over multiple years.
result Significant variations in traders' interactions over time, indicating changes in market mechanisms.

New algorithm for solving minimax problems over distributions converges to Nash equilibrium.

problem Solving minimax problems over probability distributions.
method Symmetric Mean-field Langevin Dynamics (MFL-AG and MFL-ABR) with weighted averaging and best response dynamics.
result Converges to mixed Nash equilibrium with average-iterate and last-iterate convergence.

Optimal treatment assignment reduces demand response signal variance.

problem Accurately estimating demand response impact with limited signals and covariates.
method Formulated as a multivariate linear model, used randomized assignment and a strategic algorithm.
result Strategic assignment achieves optimal variance reduction, independent of covariates.

New method for estimating and testing impulse responses in high-dimensional VAR systems.

problem Statistical inference for impulse responses in sparse, high-dimensional vector autoregressions.
method Local projection equations and de-sparsified estimators combined with a non-regularized contemporaneous impact matrix.
result Valid inference procedures for structural impulse responses in high-dimensional systems.

Method bounds continuous-valued treatment effects when confounding variables are hidden.

problem Inferring causal effects of continuous treatments when hidden confounders are present.
method Novel methodology to bound average and conditional average continuous-valued treatment effects.
result Method gives tighter coverage of true dose-response curve than existing methods.

New method for sparse kernel selection improves prediction accuracy.

problem Sparse Multiple Kernel Learning for binary classification.
method Alternating best response algorithm with semidefinite relaxations.
result Method outperforms state-of-the-art MKL approaches in prediction accuracy.

Method estimates treatment effects with continuous values, correcting for confounding.

problem Estimating treatment effects with continuous values, dealing with confounding.
method Two-stage kernel ridge regression: first stage learns response, second stage corrects for distribution shift.
result Optimal learning bounds achieved without estimating treatment density, adapts to unknown overlap and kernel spectral decay.

CoT-UQ improves LLM uncertainty quantification by integrating reasoning steps.

problem LLMs' overconfidence and lack of response-wise uncertainty quantification.
method Integrates LLMs' reasoning steps into uncertainty estimation.
result Significantly improves uncertainty quantification accuracy (5.9% AUROC improvement).

ARMA graph filters approximate any graph frequency response and are stable in time-varying settings.

problem Designing efficient graph filters for signals on graphs.
method Autoregressive moving average (ARMA) recursions for graph filtering.
result ARMA graph filters can approximate any desired graph frequency response and are stable in time-varying settings.

Nonparametric estimation of the conditional distribution of a response given high-dimensional features is a challenging problem. It is important to allow not only the mean but also the variance and shape of the response density to change flexibly with features, which are massive-dimensional. We propose a multiscale dic…

2013-12-04abs ↗pdf ↗

New method models covariates and responses without parametric assumptions using manifold learning.

problem Losing explanatory power for responses in standard factor models applied to covariates alone.
method Anisotropic diffusion maps for learning low-dimensional embeddings.
result Kalman filtering in diffusion-map coordinates improves joint covariate-response prediction.

Proposes a new random forest weighted local Fréchet regression method.

problem Complex metric space valued responses and curse of dimensionality in Fréchet regression.
method Locally adaptive kernel generated by random forests for local average and local linear Fréchet regression.
result Significantly improves existing Fréchet regression methods with theoretical guarantees.

Valid causal inference with invalid instruments using majority or modal valid relationships.

problem Estimating causal effects in the presence of unobserved confounding and invalid instruments.
method Ensemble of instrumental variable estimators to estimate the modal prediction, achieving accurate estimates of conditional average treatment effects.
result Valid causal inference can be achieved with a majority or modal valid instrument-response relationship.

Net2Vec maps filters to vectors to reveal complex concept encoding.

problem Understanding how deep neural networks encode semantic concepts.
method Net2Vec framework that maps semantic concepts to vectorial embeddings based on filter responses.
result Multiple filters are often required to code for a concept, and filters help encode multiple concepts.

Two novel methods estimate multiple FDR directions for binary categorical responses.

problem Estimating multiple FDR directions for categorical responses.
method Information maximization and square loss mutual information.
result Statistical consistency of the proposed methods established.

Proposes DeepSDRF for continuous treatment recommendation from clinical survival data.

problem Continuous treatment recommendation in medical settings with survival data.
method Deep Survival Dose Response Function (DeepSDRF) for learning conditional average dose response (CADR) function.
result Similar performance of recommender algorithms based on random search and reinforcement learning.

Bayesian optimization for function-valued responses, addressing worst case deviations.

problem Optimizing expensive functions with functional responses, focusing on worst case performance.
method Min-Max Functional Bayesian Optimization (MM-FBO) using Gaussian process surrogates and functional principal component analysis.
result MM-FBO consistently outperforms existing methods in synthetic and real-world applications.

Research uses deep learning and copulas to predict multivariate survival data.

problem Handling right-censored and correlated multivariate survival data.
method Integrates deep learning, copula functions, and survival analysis. Uses copula-based activation functions to model nonlinear dependencies.
result Enhanced prediction accuracy for multivariate survival responses.

SHIFT improves robustness in estimating dose-response functions with heavy-tailed contamination.

problem Outliers bias estimates of average dose-response functions in heavy-tailed data.
method SHIFT combines cross-fit nuisance orthogonalization, Welsch-loss, and defensive OLS refit.
result SHIFT reduces RMSE from 1.03 to 0.33 on localized contamination test.

A new test validates ensemble models against the null hypothesis.

problem Validating ensemble models against the null hypothesis of a constant response.
method Randomized permutation test on SVEM model predictions.
result The test maintains Type I error rate even with more parameters than observations.

The paper tackles linear regression without knowing the correspondence between variables.

problem Linear regression without known correspondence between variables.
method The paper provides a fully polynomial-time approximation scheme and an efficient algorithm based on lattice basis reduction.
result The efficient algorithm can exactly recover the unknown linear function in arbitrary dimension.

Meta-Router optimizes LLM selection using gold-standard and preference-based data.

problem Training a high-quality LLM router with combined data sources is challenging due to bias and scarcity.
method Developed an integrative causal router training framework to correct bias and improve routing accuracy.
result Our approach delivers more accurate routing and improves the trade-off between cost and quality.

Analyzing real data on international trade covering the time interval 1950-2000, we show that in each year over the analyzed period the network is a typical representative of the ensemble of maximally random weighted networks, whose directed connections (bilateral trade volumes) are only characterized by the product of…

2011-04-13abs ↗pdf ↗

Optimal model averaging for conditional generative models improves performance across various data types.

problem Multiple plausible generators for conditional distributions can vary in performance.
method Sample-based maximum mean discrepancy, static model averaging, and mixture-of-experts model averaging.
result MoEMA improves over competing baselines across various data types.

We generalize the reaction-diffusion model A + B -> 0 in order to study the impact of an excess of A (or B) at the reaction front. We provide an exact solution of the model, which shows that linear response breaks down: the average displacement of the reaction front grows as the square-root of the imbalance. We argue t…

2014-03-14abs ↗pdf ↗

FBMS R package simplifies Bayesian model selection and averaging.

problem Complex regression settings with multi-modal posterior landscapes.
method Efficient MJMCMC and GMJMCMC algorithms for Bayesian model exploration.
result FBMS effectively handles Bayesian generalized linear and nonlinear models.

New method for analyzing compositional data, addressing biases in summary statistics.

problem Inadequate effect measures for compositional data, especially in high-dimensionality and sparsity.
method Perturbation-based effect measures, average perturbation effects.
result Proposed estimators efficiently estimate average perturbation effects, outperforming existing techniques.

FIDDLE uses deep learning to estimate ATE from complex data.

problem Estimating ATE from high-dimensional, correlated covariates with sparse nonlinear effects.
method Factor-augmented deep learning for propensity and outcome models.
result FIDDLE consistently estimates ATE under model misspecification and is semiparametrically efficient.

Locally private online quantile regression method addresses privacy constraints.

problem Estimating and inferring quantile regression under local differential privacy constraints.
method Developed a finite-alphabet channel where users compute local contributions, apply randomized response, and send reports. A public decoder corrects distortion and reconstructs inputs for averaging.
result Established local privacy, decoder unbiasedness, consistency, asymptotic normality, and inference for scalar contrasts.

Study finds no significant short-term impact on liquidity supply after protocol fees were reduced.

problem Liquidity provider welfare is affected by protocol fees, but the impact on liquidity supply is unclear.
method Used a matched-overlap event-study difference-in-differences design to estimate the liquidity-supply response to take-rate cuts.
result No significant short-term impact on active liquidity or local depth; no change in LP participation or composition.

New model for multi-layer categorical data improves latent class analysis.

problem Traditional latent class analysis for single-layer categorical data is insufficient for multi-layer data.
method Developed a multi-layer latent class model (multi-layer LCM) and three spectral methods for estimation.
result The debiased sum of Gram matrices method performs best in estimating latent classes.

Chiseling finds valid subgroups interactively, improving on existing methods.

problem Finding valid subgroups with inferential guarantees in regression and causal inference.
method Interactive subgroup refinement with inferential validity guarantees.
result Chiseling identifies better subgroups than existing methods with inferential guarantees.