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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

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3.6%7.1%10.7%14.3% · Oct 199219922001200920172026
48 results for assurance

As technology become more advanced, those who design, use and are otherwise affected by it want to know that it will perform correctly, and understand why it does what it does, and how to use it appropriately. In essence they want to be able to trust the systems that are being designed. In this survey we present assura…

2017-08-01abs ↗pdf ↗

People who design, use, and are affected by autonomous artificially intelligent agents want to be able to \emph{trust} such agents -- that is, to know that these agents will perform correctly, to understand the reasoning behind their actions, and to know how to use them appropriately. Many techniques have been devised …

2017-11-08abs ↗pdf ↗

Quantifier elimination enhances safety assurance of deep neural networks.

problem Rigorously assure safe operation of sophisticated, autonomous systems like DNNs.
method Use quantifier elimination as a formal method to enhance safety assurance.
result Initial results show QE can precisely analyze robustness of DNNs.

The paper optimizes exceptions in a statistical production system using machine learning.

problem Lack of curated and labeled training data for machine learning in data quality assurance.
method Explainable supervised machine learning to identify and prioritize exceptions.
result Improvement in the quality and efficiency of exceptions generated and authenticated by users.

The paper designs neural networks with assurance for controlling nonlinear systems.

problem Designing neural networks with assurance for nonlinear system control.
method Bounding the number of affine functions needed for a CPWA function, connecting it to a TLL NN architecture.
result The TLL NN architecture is parameterized by the number of affine functions in the CPWA function it realizes.

The paper uses conformal prediction to monitor CPS with machine learning components.

problem Ensuring trustworthy CPS with machine learning components.
method Conformal prediction framework for real-time assurance monitoring of CPS with machine learning.
result The method provides well-calibrated confidence and limits the number of alarms.

In recent years, car makers and tech companies have been racing towards self driving cars. It seems that the main parameter in this race is who will have the first car on the road. The goal of this paper is to add to the equation two additional crucial parameters. The first is standardization of safety assurance --- wh…

2017-08-21abs ↗pdf ↗

We provide sufficient conditions assuring that a suitably decorated 2-polyhedron can be thickened to a compact 4-dimensional Stein domain. We also study a class of flat polyhedra in 4-manifolds and find conditions assuring that they admit Stein, compact neighborhoods. We base our calculations on Turaev's shadows suitab…

2005-04-19abs ↗pdf ↗

Two novel models predict bus travel times with uncertainty, improving connection assurance.

problem Improving bus connection assurance by handling travel time uncertainty.
method Two novel approaches: Deep Quantile Regression (DQR) and Bayesian Recurrent Neural Networks (BRNN).
result DQR model performs best for 80%, 90%, and 95% prediction intervals, with small underestimation.

Given a properly embedded graph Gamma in a ball B and a punctured sphere Sigma properly embedded in B - Gamma, we examine the conditions on Gamma that are necessary to assure that Sigma is boundary parallel.

2000-05-19abs ↗pdf ↗

New framework uses OR to ensure AI systems make safe decisions.

problem Ensuring generative AI systems make safe decisions as they gain autonomy.
method Developed a conceptual framework combining flow-based models and adversarial robustness.
result Increased autonomy requires new OR approaches for feasibility, robustness, and stress testing.

We present a simple remark that assures that the invariant theory of certain real Lie groups coincides with that of the underlying affine, real algebraic groups. In particular, this result applies to the non-compact orthogonal or symplectic Lie groups.

2017-11-07abs ↗pdf ↗

GRAND ensures node-level differential privacy for network data.

problem Lack of node-level differential privacy for network data.
method Proposes GRAND, the first mechanism for releasing networks with node-level differential privacy and preserving structural properties.
result GRAND releases networks while ensuring node-level differential privacy and preserving structural properties.

Let (M,ω,J,g)(M,ω,J,g) be a non-compact almost Kähler manifold. In this paper we provide various criteria that assure that ωkω^k induces a non trivial class in the reduced LpL^p maximal/minimal cohomology of (M,g)(M,g). Furthermore in the last part we explore some topological applications of our results.

2018-11-29abs ↗pdf ↗

This paper introduces modal epistemic tools for risk management.

problem Identifying and certifying risk claims when institutions lack the necessary epistemic stance.
method Develops crisp and fuzzy modal semantics for assurance and working commitment, distinguishing between object-level risk claims and meta-level epistemic diagnostics.
result Risk governance should model evidential incompleteness and failures of escalation, not just hazards and losses.

The paper finds sign-changing solutions for a specific type of elliptic equation.

problem Existence of sign-changing solutions for a Yamabe type equation.
method Investigates a critical elliptic equation with a Yamabe type operator on a compact manifold with boundary.
result Existence of sign-changing solutions assured under certain geometric conditions.

RAGuard improves safety in LLMs for offshore wind maintenance.

problem Conventional LLMs fail with specialised or unexpected scenarios in offshore wind maintenance.
method Integrates safety-critical documents alongside technical manuals in RAG framework.
result RAGuard increases safety recall from almost 0% to over 50% while maintaining technical recall above 60%.

Let GG be a compact connected Lie group and let H be a subgroup fixed by an involution. A classical result assures that the action of the complex reductive group HCH_C on the flag variety FF of GG admits a finite number of orbits. In this article we propose a formula for the branching coefficients of the symmetric p…

2018-06-20abs ↗pdf ↗

This lecture is devoted to review some of the main properties of multisymplectic geometry. In particular, after reminding the standard definition of multisymplectic manifold, we introduce its characteristic submanifolds, the canonical models, and other relevant kinds of multisymplectic manifolds, such as those where th…

2018-07-31abs ↗pdf ↗

A new framework uses deep reinforcement learning to improve aircraft separation in busy airspace.

problem Improving aircraft separation in high-density, dynamic airspace constrained by human controllers.
method Proximal Policy Optimization with an attention network for distributed vehicle autonomy.
result The framework significantly reduces offline training time and increases performance.

Practitioners sometimes suggest to use a combination of Sobol sequences and orthonormal polynomials when applying an LSMC algorithm for evaluation of option prices or in the context of risk capital calculation under the Solvency II regime. In this paper, we give a theoretical justification why good implementations of a…

2018-11-20abs ↗pdf ↗

The article presents a general discrete time dividend valuation model when the dividend growth rate is a general continuous variable. The main assumption is that the dividend growth rate follows a discrete time semi-Markov chain with measurable space. The paper furnishes sufficient conditions that assure finiteness of …

2016-05-09abs ↗pdf ↗

For n >1, if the Seifert form of a knotted 2n-1 sphere K in S^{2n+1} has a metabolizer, then the knot is slice. Casson and Gordon proved that this is false in dimension three (n = 1). However, in the three dimensional case it is true that if the metabolizer has a basis represented by a strongly slice link then K is sli…

2000-07-14abs ↗pdf ↗

We study reinforcement learning of chatbots with recurrent neural network architectures when the rewards are noisy and expensive to obtain. For instance, a chatbot used in automated customer service support can be scored by quality assurance agents, but this process can be expensive, time consuming and noisy. Previous …

2017-02-10abs ↗pdf ↗

modAL is a modular active learning framework for Python, aimed to make active learning research and practice simpler. Its distinguishing features are (i) clear and modular object oriented design (ii) full compatibility with scikit-learn models and workflows. These features make fast prototyping and easy extensibility p…

2018-05-02abs ↗pdf ↗

In this paper we develop a methodology to analyze and compare multiple global networks. We focus our analysis on the relation between human migration and trade. First, we identify the subset of products for which the presence of a community of migrants significantly increases trade intensity. To assure comparability ac…

2013-10-14abs ↗pdf ↗

Paper proposes a sequential statistical test for comparing imitation learning policies with near-optimal stopping.

problem Challenges in rigorously comparing imitation learning policies due to small sample sizes and potential p-hacking.
method Sequential statistical test that adapts the number of trials based on intermediate results, achieving near-optimal stopping.
result Reduces the number of evaluation trials by up to 32% compared to state-of-the-art baselines, saving significant time and effort.

New method constructs asymptotic convex hypersurfaces via equidistant hyperplanes.

problem Constructing asymptotic convex hypersurfaces in hyperbolic space.
method Approximating hypersurface by geodesic graphs over equidistant hyperplanes.
result Existence of complete, strictly locally convex hypersurfaces with prescribed asymptotic boundary.

Systems of ordinary differential equations (or dynamical forms in Lagrangian mechanics), induced by embeddings of smooth fibered manifolds over one-dimensional basis, are considered in the class of variational equations. For a given non-variational system, conditions assuring variationality (the Helmholtz conditions) o…

2017-09-22abs ↗pdf ↗

We study Hermitian metrics with a Gauduchon connection being "Kähler-like", namely, satisfying the same symmetries for curvature as the Levi-Civita and Chern connections. In particular, we investigate 66-dimensional solvmanifolds with invariant complex structures with trivial canonical bundle and with invariant Hermit…

2018-09-07abs ↗pdf ↗

We are interested in comparing probability distributions defined on Riemannian manifold. The traditional approach to study a distribution relies on locating its mean point and finding the dispersion about that point. On a general manifold however, even if two distributions are sufficiently concentrated and have unique …

2008-07-04abs ↗pdf ↗

In life sciences, the experts generally use empirical knowledge to recode variables, choose interactions and perform selection by classical approach. The aim of this work is to perform automatic learning algorithm for variables selection which can lead to know if experts can be help in they decision or simply replaced …

2015-11-04abs ↗pdf ↗