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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,181 papers · 148 categories

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336598130 · Jun 202019922001200920182026
48 results for arbitrary penalties

The paper improves risk bounds for maximum likelihood estimation with arbitrary penalties.

problem Improving risk bounds for maximum likelihood estimation with arbitrary penalties.
method Developed a more general inequality for arbitrary penalties, leading to exact risk bounds of order 1/n.
result Derived exact risk bounds of order 1/n for iid parametric models, improving on previous bounds.

Power-law portfolios improve diversification by scaling weights sub-linearly.

problem Optimization methods struggle with unstable pair correlations and non-Gaussian risk measures.
method Construct portfolios with penalty proportional to arbitrary order moment of returns, leading to sub-linear weight scaling.
result Infinite order power-law portfolios are perfectly diversified, improving diversification over Kelly portfolios.

ARGEN method improves variable selection and regularization in high-dimensional sparse models.

problem Constrained variable selection and regularization in high-dimensional sparse linear models.
method ARGEN penalty method, variable selection and regularization.
result ARGEN method has variable selection and estimation consistency under certain conditions.

Estimates error for robust M-estimators with convex penalties.

problem Estimating out-of-sample error for robust M-estimators in high-dimensional linear regression.
method Proposes a generic out-of-sample error estimate for robust MM-estimators with convex penalties, using observed data and derivatives.
result The out-of-sample error estimate has a relative error of order n1/2n^{-1/2} under certain conditions.

Paper tackles image reconstruction from limited data using polyhedral norms and convex regularizers.

problem Learning convex regularizers for image reconstruction from limited data.
method Imposes amplitude-equivariance, approximates functionals with polyhedral norms, identifies synthesis and analysis forms, proposes a trainable tight frame architecture.
result Proposed framework outperforms sparsity-based methods in denoising and biomedical image reconstruction.

The paper sets lower bounds for adversarial robustness in multiclass classification.

problem Adversarial robustness in multiclass classification with arbitrary loss functions.
method Dual and barycentric reformulations for robust risk minimization.
result Sharp lower bounds for adversarial risks are computed efficiently.

Dynamic regret minimization is shown equivalent to static regret minimization for linear losses.

problem Dynamic regret minimization in online convex optimization.
method Equivalence between dynamic and static regret minimization for linear losses.
result Dynamic regret minimization is equivalent to static regret minimization for linear losses.

Gradient matching method estimates implicit regularization in complex deep learning systems.

problem Estimating implicit regularization in modern deep learning systems with complex modifications.
method Gradient matching methods to empirically estimate implicit regularization.
result Empirical estimation of implicit regularization in arbitrary networks, including dropout.

A new multi-task learning estimator improves Gaussian graphical regression model fitting.

problem High error rate in fitting Gaussian graphical regression models due to separate node-wise lasso regressions.
method Proposes a multi-task learning estimator with cross-task group sparsity and within-task element-wise sparsity penalties, solved via an efficient augmented Lagrangian algorithm.
result Error rate improvement over separate node-wise lasso estimates, demonstrated through simulations and application to gene co-expression network study.

Gradient penalty improves GAN performance by inducing a large-margin classifier.

problem Improving GAN performance and addressing vanishing gradients.
method A unifying framework of expected margin maximization, showing gradient penalties induce large-margin classifiers.
result Gradient penalties reduce vanishing gradients and produce better generated outputs.

Study examines insider trading with penalties, finding optimal penalties increase quickly for small orders.

problem Analyzing the impact of penalties on insider trading behavior and market efficiency.
method Formal economic model with penalty functions, existence and uniqueness theorems, and optimization.
result Optimal penalties increase quickly for small orders, signaling extreme events and incorporating information into prices.

The paper studies robust risk measures with linear penalties under uncertain distributions.

problem Risk measurement under distributional uncertainty.
method Robust distortion risk measures with linear penalty function under distributional constraints.
result Explicit characterization of optimal quantile distribution and value function.

New approach avoids excess empirical risk in domain generalization.

problem Learning models that generalize to unseen distributions from diverse data sets.
method Minimizes penalty under constraint of optimal empirical risk, leveraging rate-distortion theory.
result Significant improvements in domain generalization performance across multiple methods.

Curvature penalties improve interpretability of KANs without sacrificing accuracy.

problem Pathologically high-curvature oscillations in KANs activations make them hard to interpret.
method Derived a curvature penalty and proved an upper bound on model curvature.
result KANs with curvature penalties achieve substantially smoother activations while maintaining accuracy.

New method prevents gradient attenuation in Lipschitz constrained convolutional networks.

problem Gradient norm attenuation in Lipschitz constrained convolutional networks.
method Block Convolution Orthogonal Parameterization (BCOP) to train scalable, expressive, provably Lipschitz convolutional networks.
result Empirically, BCOP parameterization is competitive with existing approaches to provable adversarial robustness and Wasserstein distance estimation.

This study proves local stability of SGP μ-WGAN and shows penalizing data or sample manifold is key.

problem Stabilizing and regularizing WGAN with gradient penalty.
method Proves local stability of SGP μ-WGAN using measure valued differentiation.
result Penalizing data or sample manifold is key to regularizing WGAN.

New method improves signal reconstruction with nonconvex penalties and parameter control.

problem Reconstructing sparse signals with nonconvex penalties and nonconvexity control.
method Introduces nonconvex penalties (SCAD, MCP) with nonconvexity parameters and controls them to guide AMP trajectory.
result Achieves perfect reconstruction for relatively dense signals with small nonconvexity parameters.

Improved penalty-based methods for bilevel optimization with reduced complexity.

problem Suboptimal complexity in solving bilevel optimization problems with large penalty terms.
method Novel penalty reformulation that decouples upper and lower-level variables, enabling larger step sizes and reduced iteration complexity.
result PBGD-Free algorithm that avoids inner loops for coupled constraint BLO problems, with reduced iteration complexity.

Proposes an alternative invariance penalty to address domain generalization issues.

problem Addressing domain generalization problems by finding invariant representations.
method Revisits the Gramian matrix of the data representation to propose an alternative invariance penalty.
result The proposed approach guarantees recovery of an invariant representation under mild conditions.

Paper proposes efficient algorithms for designing SLOPE penalty sequences.

problem Designing SLOPE penalty sequences is computationally expensive.
method Developed two efficient algorithms: PGD and CD for Gaussian and general data matrices respectively.
result Demonstrated improved mean squared error performance of SLOPE with designed penalties.

This paper proposes a new method for GLM estimation using distance penalties to handle constraints.

problem Handling constraints in generalized linear models (GLM) is complicated.
method The approach uses distance penalties to optimize the log-likelihood, avoiding shrinkage.
result Distance penalties provide a flexible and non-shrinking alternative to traditional penalties.

Insider trading is reduced when penalized, affecting expected penalties in a non-monotone way.

problem Reducing insider trading behavior when insiders face legal penalties.
method Characterized via a backward stochastic differential equation (BSDE) with a non-linear operator.
result The insider's expected penalties are non-monotone in the fee structure and determined by relative entropy.

Sparse reconstruction approaches using the re-weighted l1-penalty have been shown, both empirically and theoretically, to provide a significant improvement in recovering sparse signals in comparison to the l1-relaxation. However, numerical optimization of such penalties involves solving problems with l1-norms in the ob…

2013-12-05abs ↗pdf ↗

New method recovers signals from saturated data using linear loss and nonconvex penalties.

problem Signal recovery from saturated measurements with sign information loss.
method Linear loss and nonconvex penalties (e.g., minimax concave penalty, sorted ℓ1 norm).
result Estimation error is bounded and recovery performance improved.

In the multiple changepoint setting, various search methods have been proposed which involve optimising either a constrained or penalised cost function over possible numbers and locations of changepoints using dynamic programming. Such methods are typically computationally intensive. Recent work in the penalised optimi…

2014-12-11abs ↗pdf ↗

Improved online penalty selection for time series models.

problem Efficiently selecting penalty parameters for lasso in time series models.
method Enhanced autoregressive model with online penalty selection.
result Significantly improved computational performance and forecast accuracy.