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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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118235353470 · May 202619922001200920172026
48 results for alignment bounds

An efficient algorithm for aligning diffusion trees to networks with information asymmetry.

problem Aligning diffusion trees to networks with information asymmetry.
method Tree correlation tests for extracting alignment information.
result Explicit lower bounds on the probability of correct matches for each vertex on the diffusion tree.

Modeling alignment as resource-limited cognitive processes, researchers derive performance bounds.

problem Systematic deviations in feedback-based alignment of large language models.
method Modeling alignment as a two-stage cascade UoHoYU o H o Y given SS, with cognitive and total capacities.
result Capacity-coupled Alignment Performance Interval derived from Fano and PAC-Bayes bounds.

New model optimizes feature alignment, improving statistical and computational efficiency.

problem Statistical and computational challenges in feature alignment.
method Covariance alignment model, Gromov-Wasserstein algorithm.
result Gromov-Wasserstein algorithm is minimax optimal and practical for covariance alignment.

The paper analyzes the reward improvement of aligned policies in large language models.

problem Optimizing policies in large language models while staying close to a reference policy.
method Information-theoretic analysis and reduction to exponential order statistics.
result Information-theoretic upper bounds on reward improvement are derived.

Researchers prove it's impossible to partially recover graph alignments in certain conditions.

problem Recovering vertex correspondence between two random graphs with correlated edges.
method Used the probabilistic method to build automorphisms between tree components of a subcritical Erdös-Rényi graph.
result Proved an impossibility result for partial recovery in the sparse regime with constant average degree and correlation.

CKA with Gaussian RBF kernels converges linearly as bandwidth increases.

problem Understanding the behavior of CKA with large bandwidth Gaussian kernels.
method Analyzing the convergence of CKA based on Gaussian RBF kernels in the large-bandwidth limit.
result CKA based on Gaussian RBF kernels converges linearly as bandwidth increases.

Study connects database alignment and planted matching using Gaussian features.

problem Identify matching between correlated user features in anonymized databases.
method Derived results for database alignment and planted matching, showing connections and thresholds.
result Performance thresholds for database alignment converge to planted matching when feature dimensionality is sufficiently high.

Paper tackles entity matching over multi-source data, optimizing alignment and mitigating negative transfer.

problem Learning effective entity matching models over multi-source large-scale data with relaxed assumptions.
method Proposes a Relaxed Multi-source Large-scale Entity-matching (RMLE) problem and Incentive Compatible Pareto Alignment (ICPA) method.
result Optimized cross-source alignments and mitigated negative transfer, improving entity matching accuracy.

The infinite Viterbi alignment is the limiting maximum a-posteriori estimate of the unobserved path in a hidden Markov model as the length of the time horizon grows. For models on state-space Rd\mathbb{R}^{d} satisfying a new ``decay-convexity'' condition, we develop an approach to existence of the infinite Viterbi ali…

2018-10-08abs ↗pdf ↗

New method defends deep nets against large perturbations perceptible to humans.

problem Vulnerability of deep nets to adversarial attacks with perceptible but not changing predictions.
method Oracle-Aligned Adversarial Training (OA-AT) to align network predictions with Oracle's.
result Achieves state-of-the-art performance at large perturbation bounds (L-inf of 16/255 on CIFAR-10).

Transformer models align words through attention weights, closely approximating Optimal Transport.

problem Understanding the internal mechanism of transformer models in language processing.
method Empirical evidence and theoretical analysis of attention weights and their relation to Optimal Transport.
result Transformer models can simulate gradient descent on the dual of entropy-regularized OT problem, providing a theoretical foundation for token alignment.

New bounds for PDA using partial optimal transport improve domain alignment.

problem Scarcity of labeled target data with abundant source data.
method Derive theoretical bounds based on partial optimal transport.
result Theoretical bounds support partial Wasserstein distance for domain alignment.

A new method reduces preference distortion in LLM alignment.

problem Vulnerability of traditional LLM alignment methods to human preference heterogeneity.
method Sign Estimator: A simple, provably consistent, and efficient estimator using binary classification loss.
result Substantially reduces preference distortion over a panel of simulated personas.

One-step Bellman alignment improves online RL by reducing task mismatch.

problem Online RL struggles with task similarity defined by rewards or transitions.
method One-step Bellman alignment and re-weighted targeting (RWT) to correct task mismatch.
result Regret bounds show task shift complexity, not target MDP, affects performance.

This paper improves GNN robustness by aligning feature and adjacency matrix learning.

problem Improving robustness of graph neural networks (GNN) in noisy graph data.
method Proposes a novel regularized GSL approach that aligns feature information and graph information, incorporating sparse dimensional reduction.
result Demonstrates superior performance in noisy graph structures compared to competitive baselines.

The paper improves alignment methods for deep neural networks using geometric and spectral analysis.

problem Improving alignment methods for deep neural networks.
method Geometric and spectral analysis of residual Jacobian chains.
result Deterministic and margin-verified results on the transport of dominant singular subspaces across layers.

The paper addresses poor calibration in fine-tuned LLMs after preference alignment.

problem Poor calibration in fine-tuned Large Language Models (LLMs) after preference alignment.
method Proposes a calibration-aware fine-tuning approach to restore calibration without compromising model performance.
result Demonstrates the effectiveness of the proposed methods through extensive experiments.

Paper introduces a new metric to select optimal Graph Shift Operator for GNNs.

problem Empirical selection of Graph Shift Operator remains challenging.
method Introduces a novel alignment gain metric connecting geometric distortion to generalization bounds via spectral proxy.
result Provides a principled, computation-efficient criterion to rank and select optimal GSO.

The paper approaches the task of handwritten text recognition (HTR) with attentional encoder-decoder networks trained on sequences of characters, rather than words. We experiment on lines of text from popular handwriting datasets and compare different activation functions for the attention mechanism used for aligning i…

2017-12-11abs ↗pdf ↗

Optimizes pruning masks for neural networks using probabilistic fine-tuning and PAC-Bayes bounds.

problem Improving neural network performance through adaptive pruning of weights.
method Optimizes stochastic pruning masks by minimizing expected loss, considering data-adaptive regularization and feature alignment.
result Probabilistic fine-tuning leads to improved test error over baseline methods in neural networks.

New harmonic functions show nodal sets can be topologically complex despite frequency and regularity constraints.

problem Understanding the topology of nodal sets of harmonic functions with bounded frequency and regularity.
method Constructing harmonic functions on the unit ball with specific properties.
result The Betti numbers of the nodal set can be arbitrarily large, contradicting previous topological bounds.

New findings link causal models to strategic classification, improving robustness and alignment.

problem Strategic adaptation by users in classification tasks.
method Causal models to bound worst-case out-of-distribution risk.
result Causal classification optimizes classification error after adaptation under certain noise conditions.

Neural attention has become central to many state-of-the-art models in natural language processing and related domains. Attention networks are an easy-to-train and effective method for softly simulating alignment; however, the approach does not marginalize over latent alignments in a probabilistic sense. This property …

2018-07-10abs ↗pdf ↗

Two impossibility theorems show formal alignment certification is impossible for AI systems.

problem Formal certification of AI alignment over open-ended domains is impossible.
method Two independent impossibility theorems: Semantic and Statistical barriers.
result No procedure can simultaneously satisfy soundness, completeness, and tractability.

The paper proposes a deep learning approach to efficiently approximate diffeomorphisms for shape alignment.

problem Finding optimal reparameterizations of shapes for computing geodesic distances.
method The authors develop a neural network-based algorithm to construct approximations of diffeomorphisms using PyTorch.
result The proposed method achieves universal approximation properties and bounds on Lipschitz constants for the constructed diffeomorphisms.

Domain adaptation addresses the common problem when the target distribution generating our test data drifts from the source (training) distribution. While absent assumptions, domain adaptation is impossible, strict conditions, e.g. covariate or label shift, enable principled algorithms. Recently-proposed domain-adversa…

2019-03-05abs ↗pdf ↗

Efficiently identifies good policies by choosing contexts for human feedback.

problem Efficiently acquiring human feedback for preference alignment in large language models.
method Formalizes active exploration as a dueling bandit problem and proposes an active exploration algorithm with a polynomial worst-case regret bound.
result Proposed method outperforms baselines with limited human preferences on various language models and datasets.

Unified approach to domain generalization by aligning gradients and Hessians.

problem Developing models that generalize well across unseen domains.
method Moment Alignment, extending transfer measure to DG, aligning derivatives across domains.
result Moment Alignment unifies gradient and Hessian matching approaches, improving generalizability.

Uniform heat kernel bounds lead to synthetic Ricci curvature conditions for Lipschitz manifolds.

problem Establishing synthetic Ricci curvature conditions for Lipschitz manifolds.
method Uniform heat kernel bounds and synthetic Ricci curvature conditions.
result Uniform heat kernel bounds lead to synthetic Ricci curvature conditions for Lipschitz manifolds.

Neural networks have succeeded in many reasoning tasks. Empirically, these tasks require specialized network structures, e.g., Graph Neural Networks (GNNs) perform well on many such tasks, but less structured networks fail. Theoretically, there is limited understanding of why and when a network structure generalizes be…

2019-05-30abs ↗pdf ↗

DRO-REBEL improves LLM alignment by robustly updating models online.

problem Overfitting and drifting of LLMs during RLHF.
method DRO-REBEL uses type-pp Wasserstein, KL, and χ2χ^2 ambiguity sets for robust online updates.
result DRO-REBEL achieves faster convergence and better performance than prior methods.

SAIL-RevKL improves SAIL's convergence by regularizing the objective function.

problem Convergence of self-improving online LLM alignment algorithms.
method Proposed SAIL-RevKL, a regularized objective function to improve optimization landscape.
result Proved SAIL-RevKL satisfies the Polyak-Lojasiewicz (PL) condition with near-linear sample complexity.

Stable and consistent model alignment for language models without assuming human preference models.

problem Lack of statistical consistency in existing alignment methods.
method Relative density ratio optimization between preferred and mixture of preferred and non-preferred data distributions.
result Our approach achieves statistical consistency and stability, providing tighter convergence guarantees.

Hessian alignment improves OOD generalization in deep learning.

problem Improving deep learning models' ability to generalize to out-of-distribution data.
method Analyzed Hessian and gradient alignment for domain generalization using recent OOD theory.
result Hessian alignment methods achieve promising performance on various OOD benchmarks.

Efficiently learns Single-Index Models with constant factor approximation.

problem Learning Single-Index Models under L22L_2^2 loss with unknown link functions.
method An efficient algorithm using alignment sharpness for optimization.
result Achieves constant factor approximation to optimal loss for various distributions and link functions.