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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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14274154 · Jun 202019922001200920172026
48 results for Wasserstein DRO

Paper provides finite-sample guarantees for Wasserstein DRO without dimensionality curse.

problem Tackles empirical success of Wasserstein DRO in operations and ML with performance guarantees.
method Develops non-asymptotic framework for analyzing out-of-sample performance and generalization bound.
result First finite-sample guarantee for generic Wasserstein DRO problems without curse of dimensionality.

This paper compares different DRO formulations for pension fund management.

problem Navigating uncertainty in asset liability management for pension funds.
method Three DRO formulations: mixture, box, and Wasserstein ambiguity sets.
result Wasserstein and box ambiguity sets outperform traditional approaches in fund performance.

Improved robustness in multivariate regression and classification with DRO under Wasserstein metric.

problem Outliers in covariates and responses.
method Distributionally Robust Optimization (DRO) with Wasserstein metric ambiguity set and regularization.
result Significant improvement in predictive error and robustness.

The paper bounds solutions to complex optimization problems with uncertain data.

problem Distributionally robust optimization problems with multivariate uncertainty sets.
method Conditions and bounds derived for multivariate and univariate Wasserstein distances, Bregman-Wasserstein divergences, and signed Choquet integrals.
result Computable lower and upper bounds for DRO problems, derived from scalar-valued aggregation functions and Wasserstein distances.

A new portfolio model improves on Kelly's by accounting for estimation error.

problem Estimation error in Kelly portfolio optimization.
method Wasserstein distributionally robust optimization (DRO) to define a robust log-optimal portfolio.
result The Wasserstein-Kelly portfolio outperforms the Kelly portfolio in out-of-sample testing.

DRO-Augment framework enhances deep neural network robustness.

problem Robustness of deep neural networks against various perturbations and adversarial attacks.
method Integrates Wasserstein Distributionally Robust Optimization with data augmentation.
result Significantly improves robustness across various corruptions and adversarial attacks.

A new gradient flow framework for distributionally robust optimization.

problem Optimizing under uncertainty with worst-case distributional constraints.
method Gradient flow theory applied to distributionally robust optimization.
result Practical algorithms for sampling from worst-case distributions.

DRO-NPE improves neural posterior estimation by reducing overconfidence and overfitting.

problem Overconfident and unreliable posteriors in simulation-based inference with limited simulation budgets.
method Distributionally robust approach using Wasserstein ambiguity set and KL-based metrics.
result Consistently improves coverage and calibration across benchmark tasks.

This paper tackles Sinkhorn DRO by reformulating it as a bilevel program and proposes sampling-based algorithms.

problem Distributionally robust optimization with ambiguity sets defined via the Sinkhorn discrepancy.
method Primal perspective reformulation as a bilevel program, double-loop and single-loop sampling-based algorithms.
result Simultaneously obtain the optimal robust decision and the worst-case distribution.

DRO-REBEL improves LLM alignment by robustly updating models online.

problem Overfitting and drifting of LLMs during RLHF.
method DRO-REBEL uses type-pp Wasserstein, KL, and χ2χ^2 ambiguity sets for robust online updates.
result DRO-REBEL achieves faster convergence and better performance than prior methods.

Efficient algorithms solve large-scale DRSVM problems.

problem Optimizing support vector machines under worst-case distribution uncertainty.
method Epigraphical projection-based incremental algorithms.
result Incremental algorithms solve DRSVM problems up to 1000x faster than state-of-the-art methods.

New method improves PCA robustness using Wasserstein distances.

problem Uncertainty in probability distribution affects PCA robustness.
method Distributionally robust optimization with Wasserstein distances.
result Explicit reformulation leads to efficient smoothing algorithm.

New metric derived for robust optimization in stochastic control problems.

problem Non-parametric uncertainty in multiperiod stochastic control problems.
method Derived a new metric, adapted (p,)(p, \infty)--Wasserstein distance, and used dynamic programming principle.
result Dynamic programming principle for DRO problems with semi-separable cost functions.

Flexible framework integrates machine learning and DRO for uncertain parameter prediction.

problem Limited joint observations of uncertain parameters and covariates.
method Wasserstein, sample robust optimization, and phi-divergence-based ambiguity sets.
result Validation of theoretical and practical benefits in limited data scenarios.

Study statistical guarantees for DRO with OT and OT-regularized divergences.

problem Enhancing adversarial robustness in machine learning models.
method Derive concentration inequalities for supervised learning via DRO-based adversarial training.
result First to cover soft-constraint costs and reweighting mechanisms in adversarial training.

Study extends DRO with IPMs, linking robustness to regularization and GANs.

problem Addressing robustness of deep neural networks to adversarial attacks.
method Distributionally Robust Optimization (DRO) with Integral Probability Metrics (IPMs).
result DRO under any IPM corresponds to a family of regularization penalties.

Proposes a method to learn adaptive ambiguity sets for robust optimization.

problem Misspecification in distributionally robust optimization (DRO).
method Learned predictive ambiguity sets (LPAS) using deep contextual models.
result Significantly improves portfolio optimization performance compared to baselines.

Develops a robust multiclass classification method for deep image classifiers.

problem Tackles data contamination and robustness to outliers in deep image classifiers.
method Uses Distributionally Robust Optimization (DRO) with Wasserstein metric ambiguity sets and regularized learning.
result Reduces test error rate by up to 83.5% and loss by up to 91.3% in image classification tasks.

Unified framework for DRO using OT with constraints.

problem Handling ambiguity in likelihood ratios and outcomes.
method Unified framework leveraging optimal transport with conditional moment constraints.
result Unified approach enables adversarial perturbation of likelihood ratios and outcomes.

Paper tackles robust online learning with worst-case distributions.

problem Distributionally robust online learning with worst-case Wasserstein ambiguity sets.
method Formulated as an online saddle-point stochastic game, proposed a general framework converging to robust Nash equilibrium.
result Proposed a tailored algorithm for piecewise concave loss functions, achieving substantial speedups.

Proposes DRRO to mitigate over-optimization in RLHF from human feedback.

problem Over-optimization due to reward misspecification in RLHF.
method Wasserstein distributionally robust regret optimization (DRRO).
result DRRO mitigates over-optimization more effectively than existing baselines.

Worst-Case Sensitivity measures model sensitivity to uncertainty set size.

problem Model sensitivity to uncertainty set size in Distributionally Robust Optimization.
method Introducing Worst-Case Sensitivity as a measure of model sensitivity, and deriving closed-form expressions for various uncertainty sets.
result DRO solutions can be sensitive to the family and size of the uncertainty set, and worst-case sensitivity reflects these properties.

Paper solves DRO for continuous distributions with iterative algorithms.

problem Distributionally robust optimization with continuous worst-case distributions.
method Iterative algorithm for global convergence, leveraging Brenier's theorem and JKO scheme.
result Achieves global convergence under mild assumptions for minimax problems.

The paper tackles gradual domain adaptation with manifold-constrained DRO, showing error bounds across distributions.

problem Gradual domain adaptation challenge with manifold-constrained data distributions.
method Distributionally Robust Optimization (DRO) with an adaptive Wasserstein radius.
result Theoretical bounds on classification error across distributions, demonstrating error propagation dynamics.

This paper presents a distributionally robust Q-Learning algorithm (DrQ) which leverages Wasserstein ambiguity sets to provide idealistic probabilistic out-of-sample safety guarantees during online learning. First, we follow past work by separating the constraint functions from the principal objective to create a hiera…

2020-02-07abs ↗pdf ↗

Distributionally Robust Optimization (DRO) has been shown to provide a flexible framework for decision making under uncertainty and statistical estimation. For example, recent works in DRO have shown that popular statistical estimators can be interpreted as the solutions of suitable formulated data-driven DRO problems.…

2019-05-20abs ↗pdf ↗

New framework optimizes decisions under uncertainty considering causal and continuous data.

problem Optimizing decisions under uncertain distributions with causal and continuous data structures.
method Developed a framework using Causal Sinkhorn DRO with Soft Regression Forest decision rules.
result Framework provides interpretable and tractable decision rules for optimizing under uncertainty.

Bayesian approach to portfolio selection reduces pessimism in frequent trading.

problem Tackling the challenge of estimating drift in Merton's portfolio selection model.
method Bayesian distributionally robust control with nonlinear Wasserstein projections.
result Reduced pessimism and improved performance in frequent rebalancing compared to existing methods.

A new framework solves complex optimization problems with continuous worst-case distributions.

problem Optimizing under uncertain distributions with continuous worst-case scenarios.
method Flow-based distributionally robust optimization (DRO) with Wasserstein uncertainty sets and invertible transport maps.
result The framework finds continuous worst-case distributions and samples efficiently.

We propose a novel method for semi-supervised learning (SSL) based on data-driven distributionally robust optimization (DRO) using optimal transport metrics. Our proposed method enhances generalization error by using the unlabeled data to restrict the support of the worst case distribution in our DRO formulation. We en…

2017-02-28abs ↗pdf ↗

Paper optimizes hyperparameters for high-dimensional regression models.

problem Optimizing robustness radius in high-dimensional linear regression.
method Distributionally robust optimization (DRO) with high-dimensional asymptotic statistics.
result Optimal hyperparameter selection minimizes estimation error efficiently.

Adaptive optimal transport priors improve few-shot learning robustness.

problem Limited supervision and distribution shifts in few-shot learning.
method Prototype-Guided Distributionally Robust Optimization (PG-DRO) framework.
result PG-DRO achieves stronger robust generalization in few-shot scenarios.

DRO optimizes decisions under uncertain distributions, considering worst-case scenarios.

problem Optimizing decisions when the distribution of uncertainties is itself uncertain.
method Defines ambiguity sets and seeks decisions optimal under the worst-case distribution.
result DRO models can be connected to regularization techniques and machine learning.

Framework for worst-case generation using Wasserstein space optimization.

problem Evaluating robustness and stress-testing systems under distribution shifts.
method Min-max optimization over continuous probability distributions in Wasserstein space.
result Global convergence guarantees for the proposed Gradient Descent Ascent scheme.

Improves DRO with Bayesian Ambiguity Sets for model misspecification.

problem Overly conservative decisions due to misspecified models in DRO.
method Introduces DRO-RoBAS with robust posterior predictive distribution.
result Outperforms other Bayesian and empirical DRO approaches in out-of-sample performance.

Paper tackles non-convex constrained DRO with a stochastic algorithm for large-scale applications.

problem Training robust models against data distribution shifts with non-convex loss functions.
method Developed a stochastic algorithm for non-convex constrained DRO with a complexity independent of dataset size.
result Algorithm finds ε-stationary points with computational complexity of O(ε^(-3k_*-5)) for general Cressie-Read divergence.