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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,694 papers · 148 categories

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48 results for Risk Assessment

Enhances early risk assessments for pediatric outcomes using contrastive learning.

problem Improving risk assessments in early stages of pediatric development.
method Contrastive multi-modal framework that treats each time window as a distinct modality, training on all available data.
result Consistent improvements in early-stage risk assessments validated on real-world tasks.

Bayesian networks improve product risk assessment by handling uncertainty and causality.

problem Limited handling of uncertainty and inability to incorporate causal explanations in existing methods.
method Bayesian Networks (BNs) for improved systematic product risk assessment.
result BN approach provides more powerful and flexible risk assessments.

Unified framework for CVA sensitivities, hedging, and risk assessment.

problem Computing and managing Credit Value Adjustment (CVA) sensitivities and risks.
method Probabilistic machine learning and refined regression on simulated data, validated by Monte Carlo methods.
result Identification of optimal sensitivities for practical tasks like hedging and risk assessment.

New method assesses financial and cyber risks under uncertainty.

problem Uncertainty in risk assessment for financial and cyber systems.
method Combines stochastic approximation and distorted mix method to compute worst case average value at risk.
result Efficient algorithm for tail uncertainty in multivariate distributions.

This research develops a dynamic risk management system for industrial companies.

problem Risk assessment and management in industrial enterprises.
method Qualitative and quantitative analysis, systematic risk classification, dynamic system development.
result Effective risk management strategies formed through dynamic risk management system and risk assessment methods.

Optimizes risk assessment tools using mixed-integer programming.

problem Challenges in healthcare risk assessment due to label scarcity and asymmetric misclassification costs.
method Jointly optimizes scoring weights and category thresholds via mixed-integer programming (MIP).
result Prevents label-scarce category collapse and achieves more accurate risk categorization.

Paper proposes a new model to assess risks in energy storage systems considering both exogenous and endogenous uncertainties.

problem Current risk assessment ignores the stochastic nature of energy storage availability.
method Data-driven unified model with exogenous and endogenous uncertainty description for four types of generic energy storage.
result Comparative results show more severe risks for endogenous uncertainty, suggesting new strategies for system operators.

Large corporate credit models may be adapted for small business risk assessment.

problem Limited data and lack of credit analysts for small businesses.
method Adapting large corporate credit risk models for small businesses.
result Adapted models can predict small business credit risk effectively.

Study combines quantum and classical deep learning for better credit risk assessment.

problem Enhancing accuracy and efficiency in credit risk evaluation.
method Hybrid Quantum-Classical Deep Neural Network for Row-Type Dependent Predictive Analysis.
result Proposed framework enhances predictive models for different loan categories.

Fast risk assessment for autonomous vehicles using learned agent futures.

problem Risk assessment for autonomous vehicles given probabilistic predictions of other agents' futures.
method Non-sampling based methods using deep neural networks for probabilistic predictions, with Gaussian and non-Gaussian mixture models for agent positions and controls.
result Effective risk assessment for low probability events using learned models of agent futures.

Paper proposes a natural hedging framework with graphical assessment for longevity risk management.

problem Lack of a unified framework for natural hedging and graphical risk assessment.
method Structured natural hedging framework integrated with a graphical risk metric.
result Demonstrates flexibility, interpretability, and practical value for longevity risk management.

TinyXRA assesses financial risks from 10-K reports using a lightweight transformer model.

problem Comprehensive risk assessment from financial reports, distinguishing between upside and downside risk.
method Lightweight transformer model with dynamic attention, incorporating skewness, kurtosis, and Sortino ratio.
result State-of-the-art predictive accuracy and transparent risk assessments.

Model assesses credit risk using behavioral data from Experian and Bank of Italy.

problem Improving credit risk assessment in financial institutions.
method Statistical and machine learning techniques applied to behavioral data from Experian and Bank of Italy.
result Demonstrates transferability of the model from private to central data.

Dynamic risk assessment method for WUI fires improves upon static frameworks.

problem Static risk assessment methods fail to capture dynamic changes in WUI fire risks.
method Dynamic evaluation matrix, grey incidence analysis, optimization model.
result The proposed method effectively captures dynamic risk evolution patterns.

Improves pre-trial risk assessments by making them safer without changing existing rules.

problem Improving pre-trial risk assessments while maintaining deterministic rules.
method Developed a maximin robust optimization approach to find a safer policy.
result Can safely improve certain components of the risk assessment instrument.

The paper analyzes the risk of investing in a basket of 27 cryptocurrencies using statistical distributions.

problem Risk assessment of capital allocation in a basket of cryptocurrencies.
method Used statistical tests to determine the most appropriate distribution (SDI) for modeling returns, and adapted the generalized Pareto distribution for tail risk assessment.
result Found that a combination of stable and generalized Pareto distributions provides a more accurate risk assessment for the basket of cryptocurrencies.

Study predicts risk of true-lumen narrowing after ATAAD surgery using CT data.

problem Early post-surgery risk assessment for aortic dissection patients.
method Retrospective study with CT data, derived cross-sectional shapes, form factor (FF) for morphology assessment, linear discriminant analysis (LDA) for risk classification, LOPO-CV for prediction.
result Machine-learning model accurately predicts risk for all high-risk patients and low-risk patients, potentially reducing hospital visits.

Unified model predicts stock and systemic risks from diverse financial data.

problem Isolating financial tasks leads to missed cross-scale dependencies.
method Shared Transformer backbone with modular task heads for cross-modal attention and multi-task optimization.
result Uni-FinLLM significantly outperforms baselines in stock forecasting, credit-risk assessment, and systemic-risk detection.

This report reviews the Edinburgh tram project's risk management. Projects frequently overrun their cost and timelines and fall short on intended benefits. Cost, schedule, and benefit risk of projects need to be carefully considered to avoid this. The report describes and evaluates risk assessment and management for th…

2018-04-02abs ↗pdf ↗

This paper develops a machine learning model to assess credit risk in UAE commercial banks.

problem Lack of precision in conventional credit rating tools for accurate credit risk prediction.
method Constructs a credit risk assessment model using Linear Discriminant Analysis.
result Demonstrates improved accuracy in predicting good and bad creditors compared to conventional methods.

Study assesses health plan risk measures for Solvency Capital Requirement.

problem Assessing risk measures for health plans to meet Solvency Capital Requirement.
method Three-part regression model with three GLMs for claim counts, episode allocation, and severity.
result Reduction in regression models compared to traditional methods.

Paper uses conformal prediction sets to make criminal justice risk assessments fairer.

problem Fairness issues in criminal justice risk assessment algorithms.
method Adopting conformal prediction sets to remove unfairness from algorithms and covariates.
result Constructs confusion tables and measures fairness effectively free of racial differences.

This paper introduces a novel approach to measuring privacy risks in deep computer vision models based on intermediate outputs.

problem The exposure of intermediate results in hidden layers of deep computer vision models poses significant privacy concerns.
method The approach leverages Degrees of Freedom (DoF) to evaluate the amount of information retained in each layer and combines this with the rank of the Jacobian matrix to assess sensitivity to input variations.
result The proposed framework provides deeper insights into privacy risks associated with intermediate representations without requiring adversarial attack simulations.

Study assesses drought and late-frost risks in Bavaria using vine copulas.

problem Assessing risks of late-frost and drought in Bavaria due to climate change.
method Used vine copula models for non-Gaussian and asymmetric dependencies, with univariate and bivariate regression analyses.
result Identified 'at-risk' regions for forest adaptation.

Study uses generative models to assess credit risk and determine loan sizes in e-commerce supply chain finance.

problem Credit risk assessment and loan size determination for small- and medium-sized sellers in e-commerce supply chain finance.
method Proposes a unified framework using Quantile-Regression-based Generative Metamodeling (QRGMM) integrated with Deep Factorization Machines (DeepFM) to capture complex covariate interactions in e-commerce sales data.
result Validates the model's efficacy for credit risk assessment and loan size determination on synthetic and real-world data.

A new framework assesses financial and ESG risks for sustainable investing.

problem Measuring risk and reward in sustainable investing considering environmental, social, and governance factors.
method Proposes axiomatic definitions for ESG-coherent risk measures and reward-risk ratios based on bivariate random variables.
result Empirical analysis ranks stocks using the proposed measures.

The paper assesses fairness in risk score models, focusing on epistemic value.

problem Fairness of risk score models in communicating uncertainty.
method Identified key fairness desiderata, developed metrics for quantitative assessment, and applied methodology in two case studies.
result Introduced a novel calibration error metric for meaningful comparisons between groups of different sizes.

Paper assesses holistic risks of inference attacks on ML models.

problem Lack of comprehensive risk assessment of inference attacks on ML models.
method Presented a threat model taxonomy for four inference attacks on five model architectures and four image datasets.
result Complexity of training dataset influences attack performance; model stealing and membership inference attacks are negatively correlated.