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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,742 papers · 148 categories

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4895143190 · Jun 202019922001200920172026
48 results for Nonparametric Least Squares

The paper provides bounds for regression schemes using nonstationary training samples.

problem Developing confidence intervals for nonparametric regression with nonstationary data.
method The approach involves Rademacher and Vapnik-Chervonenkis theories to analyze the cost and optimality of regression schemes.
result The paper establishes nonasymptotic bounds for regression schemes and optimality in L2L^{2}-distance.

Paper optimizes prediction in semi-functional linear models using kernel methods.

problem Optimizing prediction in semi-functional linear models with functional and nonparametric components.
method Double-penalized least squares method in reproducing kernel Hilbert spaces, with regularization parameter selection via generalized cross validation.
result Achieves minimax optimal rates of convergence for both functional and nonparametric components.

The study analyzes the performance of a nonparametric estimator for dynamical systems.

problem Analyzing the performance of a nonparametric estimator for dynamical systems.
method Nonparametric least squares estimator (LSE) and information-theoretic methods.
result Rate-optimal error bounds for nonparametric hypotheses classes.

Least Squares Estimators are suboptimal for 5D convex functions.

problem Suboptimality of Least Squares Estimators in estimating multidimensional convex functions.
method Analysis of natural subclasses of convex functions in random and fixed design settings.
result Risk of LSE is n2/dn^{-2/d} while minimax risk is n4/(d+4)n^{-4/(d+4)} for d5d \geq 5.

Optimizes mixture models without parametrizing distributions using tensor decomposition.

problem Estimating conditionally-independent mixture models in high dimensions.
method Alternating least squares optimization scheme for tensor decomposition.
result Competitive performance and applicability to various models and applications.

Study on QQ-function estimation for continuous state-action MDPs, deriving rates and conditions.

problem Estimating QQ-function in off-policy evaluation for continuous state-action Markov decision processes.
method Reformulated as nonparametric instrumental variables (NPIV) problem, derived minimax lower bounds, proposed sieve two-stage least squares estimator.
result First minimax lower bounds for QQ-function and its derivatives in sup-norm and L2L^2-norm, same as classical nonparametric regression.

We consider nonparametric estimation of the state price density encapsulated in option prices. Unlike usual density estimation problems, we only observe option prices and their corresponding strike prices rather than samples from the state price density. We propose to model the state price density directly with a nonpa…

2009-10-08abs ↗pdf ↗

Algorithm learns interaction kernels for particle systems from data.

problem Understanding and modeling interactions in systems of interacting particles.
method Nonparametric algorithm using least squares with regularization, probabilistic error functional, and reproducing kernel Hilbert space convergence.
result The algorithm converges optimally and accurately learns interaction kernels.

Study on learning properties of scale-dependent kernels controlling stability and error.

problem Understanding the learning properties of scale-dependent kernels in nonparametric ridge-less least squares.
method Combines probabilistic results with interpolation theory to analyze stability and error.
result Different regimes of learning error depending on sample size and data dimension.

Study on RNNs' ability to approximate past-dependent Hölder functions and their application to regression.

problem Understanding and optimizing the approximation capacity of RNNs for regression tasks.
method Derivation of upper bounds on RNN approximation error for Hölder smooth functions and application to regression.
result Achievement of minimax optimal prediction error bounds for RNNs under various data assumptions.

Study confirms optimal minimax rate for nonlocal interaction kernel estimation.

problem Estimating nonlocal interaction kernels in interacting particle systems.
method Introduced tamed least squares estimator (tLSE) achieving optimal convergence rate.
result Optimal minimax rate of convergence confirmed for β1/4β \geq 1/4.

Paper develops efficient estimator for Hawkes processes using representer theorem.

problem Estimating latent triggering kernels for Hawkes processes from event sequences.
method Penalized least squares minimization in RKHS framework.
result Efficient estimator with competitive accuracy and improved computational efficiency.

ICCNLS models complex relationships as convex and concave components.

problem Complex input-output relationships with affine ambiguity.
method Sub-gradient constrained affine functions, global orthogonality constraints, L1, L2, and elastic net regularisation.
result Improved predictive accuracy and model simplicity compared to conventional methods.

We consider the problem of nonparametric regression under shape constraints. The main examples include isotonic regression (with respect to any partial order), unimodal/convex regression, additive shape-restricted regression, and constrained single index model. We review some of the theoretical properties of the least …

2017-09-17abs ↗pdf ↗

Paper develops estimators for unbounded density ratios with applications in error control.

problem Estimating density ratios with unbounded domains and ranges.
method Least squares and logistic regression loss functions for density ratio estimation.
result Established upper bounds on estimation errors with optimal rates for unbounded density ratios.

The paper tackles extrapolation in extreme regions of regression problems.

problem Extrapolation on the tails of covariates in continuous regression problems.
method Statistical regression on a subsample of furthest observations, focusing on their angular components, using multivariate regular variation theory.
result Quantifies predictive performance on tail regions in terms of excess risk, presenting it as a finite sample risk bound with a bias-variance decomposition.

Paper extends nonparametric regression bounds for dependent β\beta-mixing samples.

problem Analyzing error in nonparametric regression with dependent data.
method Extends uniform deviation inequalities from independent to dependent β\beta-mixing samples.
result Derives generalization bounds for nonparametric regression with dependent data.

In this work we are interested in the problems of supervised learning and variable selection when the input-output dependence is described by a nonlinear function depending on a few variables. Our goal is to consider a sparse nonparametric model, hence avoiding linear or additive models. The key idea is to measure the …

2012-08-13abs ↗pdf ↗

New adaptive test for NPIV models controls size and has superior power.

problem Testing inequality and equality restrictions in nonparametric IV models.
method Adaptive hypothesis test based on modified leave-one-out sample quadratic distance.
result Adaptive test attains the adaptive minimax rate of testing in L2L^{2}.

Deep neural networks with adversarial training achieve sup-norm convergence for nonparametric regression.

problem Achieving sup-norm convergence for deep neural network estimators in nonparametric regression.
method Developed an adversarial training scheme to address the sup-norm convergence issue.
result Deep neural network estimators achieve optimal sup-norm convergence with the proposed adversarial training.

New matching estimators correct bias in multivariate settings without smoothing parameters.

problem Bias in nearest-neighbor and matching estimators in multiple dimensions.
method Polynomial least squares fits on Voronoi tessellations.
result Novel estimators converge at n\sqrt{n} rate under mild smoothness assumptions.

Smooth DNNs mitigate the curse of dimensionality in uniform convergence for various regression tasks.

problem The curse of dimensionality in uniform convergence of ReLU networks.
method Analysis of smoothly activated deep neural networks (smooth DNNs), establishing pseudo-dimension bounds and non-asymptotic approximation guarantees.
result Smooth DNNs achieve non-asymptotic uniform convergence rates across multiple statistical contexts, mitigating the curse of dimensionality.

This paper introduces an interpolation-based method, called the reconstruction approach, for nonparametric regression. Based on the fact that interpolation usually has negligible errors compared to statistical estimation, the reconstruction approach uses an interpolator to parameterize the regression function with its …

2018-05-25abs ↗pdf ↗

We propose a minimum distance estimation method for robust regression in sparse high-dimensional settings. The traditional likelihood-based estimators lack resilience against outliers, a critical issue when dealing with high-dimensional noisy data. Our method, Minimum Distance Lasso (MD-Lasso), combines minimum distanc…

2013-07-11abs ↗pdf ↗

While stochastic gradient descent (SGD) is one of the major workhorses in machine learning, the learning properties of many practically used variants are poorly understood. In this paper, we consider least squares learning in a nonparametric setting and contribute to filling this gap by focusing on the effect and inter…

2019-02-22abs ↗pdf ↗

New method for debiased inference without assuming exact solutions in inverse problems.

problem Dealing with inverse problems where exact solutions may not exist.
method Nonparametric instrumental variable analysis without structural equations.
result Valid inference on functionals of inverse problems without assuming exact solutions.

Deep neural networks can learn smooth functions without parameters.

problem Learning smooth functions from shallow ReLU neural networks.
method Using over-parameterized shallow ReLU neural networks with norm constraints.
result Least squares estimators based on shallow neural networks are minimax optimal.

Unified analysis of neural networks in NPIV using 2SLS and MFLD.

problem Global convergence of neural networks in NPIV.
method Lifted perspective through MFLD, penalty gradient approach for bilevel optimization.
result First global convergence result of neural networks for 2SLS in NPIV.

New algorithm for nonparametric IV regression using stochastic gradients.

problem Identifying causal effects in the presence of unobservable confounders.
method Functional stochastic gradient descent for NPIV regression.
result Superior stability and competitive performance compared to existing methods.

New methods for estimating and inferring nonparametric structural functions and elasticities.

problem Estimating and inferring nonparametric structural functions and their derivatives.
method Data-driven sieve dimension choice and uniform confidence bands construction.
result Optimal estimation and inference procedures with minimax rates of convergence.

Estimates nonlinear Hawkes processes using RKHSs with ReLU rectification.

problem Nonlinear multivariate Hawkes processes with complex interaction functions.
method Nonparametric estimation using RKHSs with approximations for ReLU and integral operators.
result Proposes an estimation method with bounds on approximation errors.

Develops a new random forest method for clustered data with improved prediction and inference.

problem Improving prediction and inference accuracy for clustered data with within-cluster dependence.
method Clustered Random Forests, using weighted least squares estimators for leaf predictions.
result Optimal prediction and inference weights vary under covariate shift, necessitating user-chosen weights.

Instrumental variable (IV) regression is a strategy for learning causal relationships in observational data. If measurements of input X and output Y are confounded, the causal relationship can nonetheless be identified if an instrumental variable Z is available that influences X directly, but is conditionally independe…

2019-06-01abs ↗pdf ↗

In most adaptive signal processing applications, system linearity is assumed and adaptive linear filters are thus used. The traditional class of supervised adaptive filters rely on error-correction learning for their adaptive capability. The kernel method is a powerful nonparametric modeling tool for pattern analysis a…

2015-08-28abs ↗pdf ↗

We use statistical learning methods to construct an adaptive state estimator for nonlinear stochastic systems. Optimal state estimation, in the form of a Kalman filter, requires knowledge of the system's process and measurement uncertainty. We propose that these uncertainties can be estimated from (conditioned on) past…

2014-11-03abs ↗pdf ↗