This study uses NLP to detect financial risks from documents.
problem Detecting and predicting financial risks in documents.
method NLP model design, text preprocessing, feature extraction, machine learning.
result NLP model effectively identifies and predicts financial risks.
This paper explores how NLP enhances insurance data analysis.
problem Traditional insurance data limitations and need for alternative data.
method Application of NLP techniques to transform and analyze unstructured text data.
result NLP techniques improve insurance data analysis and risk assessment.
The paper improves cryptocurrency price forecasting using deep learning and NLP on financial, blockchain, and social media data.
problem Improving cryptocurrency price forecasting accuracy and profitability.
method Integrates financial, blockchain, and social media data; applies BART MNLI model for sentiment analysis; uses deep learning NLP models; compares with traditional methods; uses local extrema as predictive targets.
result Significantly improves forecasting accuracy and profitability of cryptocurrency price predictions.
We address the problem of graph classification based only on structural information. Inspired by natural language processing techniques (NLP), our model sequentially embeds information to estimate class membership probabilities. Besides, we experiment with NLP-like variational regularization techniques, making the mode…
Paper develops a method for valid inference using language model predictions from verbal autopsy narratives.
problem Valid inference from verbal autopsy narratives for public health decision-making.
method Develops multiPPI++ method for valid inference using NLP techniques for COD prediction.
result Demonstrates the effectiveness of multiPPI++ in handling transportability issues and recovering ground truth estimates.
BERTopic enhances stock market prediction by analyzing sentiment in topic models.
problem Improving stock price prediction accuracy using sentiment analysis.
method Employed BERTopic for sentiment analysis of stock market comments integrated with deep learning models.
result Enhanced model performance through topic sentiment integration.
This paper presents a deep-learning based traffic classification method for identifying multiple streaming video sources at the same time within an encrypted tunnel. The work defines a novel feature inspired by Natural Language Processing (NLP) that allows existing NLP techniques to help the traffic classification. The…
Transfer learning, where a model is first pre-trained on a data-rich task before being fine-tuned on a downstream task, has emerged as a powerful technique in natural language processing (NLP). The effectiveness of transfer learning has given rise to a diversity of approaches, methodology, and practice. In this paper, …
Study on noise models for noisy labels in NLP.
problem Quality of noise models from noisy labels.
method Theoretical analysis and synthetic dataset creation.
result Expected error of noise models derived.
BERT outperforms traditional machine learning in text classification tasks.
problem Comparing BERT to traditional machine learning methods for text classification.
method Empirical testing of BERT against TF-IDF-based machine learning models in various scenarios.
result BERT demonstrates superior performance and independence from text features.
Study uses LLMs and NLP to analyze 14,342 algorithmic trading papers.
problem Analyzing the vast literature on algorithmic trading.
method Filtering and analyzing 136 million papers, comparing traditional and modern methods.
result Demonstrates the effectiveness of LLMs in refining and answering complex questions.
AFTER technique improves NLP models by preventing overfitting to task-specific domains.
problem Standard fine-tuning degrades pretraining domain representations.
method Complements task-specific loss with adversarial objective.
result AFTER leads to improved performance on various NLP tasks.
Layer-wise relevance propagation (LRP) is a recently proposed technique for explaining predictions of complex non-linear classifiers in terms of input variables. In this paper, we apply LRP for the first time to natural language processing (NLP). More precisely, we use it to explain the predictions of a convolutional n…
COCKATIEL explains neural net models on NLP tasks by identifying meaningful concepts.
problem Transformer models are complex and hard to interpret.
method COCKATIEL uses NMF and sensitivity analysis to identify and rank concepts used by the model.
result COCKATIEL provides accurate and meaningful explanations without affecting model performance.
This paper predicts legal proceedings status using NLP and machine learning.
problem Classify Brazilian legal proceedings into archived, active, and suspended categories.
method Combined NLP techniques with machine learning to classify legal proceedings sequences.
result Achieved maximum accuracy of 93% and top average F1 Scores of 89% (macro) and 93% (weighted).
Researchers develop a method to interpret GNNs by identifying unnecessary edges in NLP models.
problem Understanding which parts of graphs contribute to NLP model predictions.
method A post-hoc method using differentiable edge masking to identify and drop unnecessary edges.
result Large proportions of edges can be dropped without affecting model performance, providing insights into model predictions.
Convolutional neural networks have been successfully applied to various NLP tasks. However, it is not obvious whether they model different linguistic patterns such as negation, intensification, and clause compositionality to help the decision-making process. In this paper, we apply visualization techniques to observe h…
Inductive transfer learning has greatly impacted computer vision, but existing approaches in NLP still require task-specific modifications and training from scratch. We propose Universal Language Model Fine-tuning (ULMFiT), an effective transfer learning method that can be applied to any task in NLP, and introduce tech…
Introduces challenges and techniques for creating machine translation for indigenous languages.
problem Limited data for machine translation of indigenous languages.
method Introduction to challenges, concepts, and techniques for creating MT systems.
result Discussion of recent advances and open questions in NLP for these languages.
New algorithm avoids spurious sharpness minimization for NLP models.
problem SAM fails in NLP, leading to performance degradation.
method Developed Functional-SAM, which modifies logit statistics instead of function geometry.
result Functional-SAM and combined methods outperform AdamW and SAM in NLP tasks.
FairLangProc simplifies fairness in NLP models for Python users.
problem Addressing bias in NLP models for decision-making contexts.
method Develops a Python package for implementing fairness metrics and algorithms.
result Promotes the use of bias mitigation techniques in NLP.
Task-agnostic data augmentation shows little benefit for pretrained transformers.
problem Evaluating the effectiveness of task-agnostic data augmentation on pretrained transformers.
method Conducted a systematic examination of two data augmentation techniques (Easy Data Augmentation and Back-Translation) across 5 tasks, 6 datasets, and 3 pretrained transformer models.
result Data augmentation techniques previously effective for non-pretrained models fail to consistently improve performance for pretrained transformers, even with limited training data.
Paper uses NLP and IRT to score ESG factors from news articles.
problem Lack of precise ESG metrics in finance.
method Combines NLP and IRT models on ESG-related news data.
result Method offers more precise ESG metrics with temporal dynamics.
QUACKIE creates a new benchmark for NLP interpretability.
problem Evaluating NLP interpretability methods is challenging due to biased ground truths.
method Formulated a custom classification task from question-answering datasets, generating unbiased ground truths.
result Demonstrated the effectiveness of current interpretability methods on the new benchmark.
First derived from human intuition, later adapted to machine translation for automatic token alignment, attention mechanism, a simple method that can be used for encoding sequence data based on the importance score each element is assigned, has been widely applied to and attained significant improvement in various task…
Anti-phishing aims to detect phishing content/documents in a pool of textual data. This is an important problem in cybersecurity that can help to guard users from fraudulent information. Natural language processing (NLP) offers a natural solution for this problem as it is capable of analyzing the textual content to per…
Analyzes word vectors and co-occurrence statistics in NLP models.
problem Understanding biases in NLP models through co-occurrence statistics.
method Developed an analytic model of statistics learned by Word2Vec and GloVe, derived the first solution to Word2Vec's algorithm, and analyzed independence in co-occurrence models.
result Demonstrated a universal property of word vectors that can reveal biases in data before they are absorbed by DL models.
When applying machine learning to problems in NLP, there are many choices to make about how to represent input texts. These choices can have a big effect on performance, but they are often uninteresting to researchers or practitioners who simply need a module that performs well. We propose an approach to optimizing ove…
Natural Language Processing (NLP) and especially natural language text analysis have seen great advances in recent times. Usage of deep learning in text processing has revolutionized the techniques for text processing and achieved remarkable results. Different deep learning architectures like CNN, LSTM, and very recent…
This paper explores NLP techniques for insurance, detailing methods and applications.
problem Extracting value from insurance reports using complex text data.
method Detailed explanation of NLP methods and their implementation in insurance.
result Enhanced risk monitoring and policyholder benefits through NLP.
Word2Vec is a widely used algorithm for extracting low-dimensional vector representations of words. It generated considerable excitement in the machine learning and natural language processing (NLP) communities recently due to its exceptional performance in many NLP applications such as named entity recognition, sentim…
Quantitative model predicts Sri Lankan stock market using NLP, clustering, and time-series forecasting.
problem Predicting economic regimes and market signals in Sri Lankan stock indices.
method Integrates NLP, clustering, and time-series forecasting; uses FinBERT for sentiment analysis, UMAP/HDBSCAN for clustering, and GRU/LSTM for forecasting.
result GRU model achieves 80.1% R-squared for daily closing price forecasts.
This paper attempts to provide a state of the art in trend prediction using news headlines. We present the research done on predicting DJIA trends using Natural Language Processing. We will explain the different algorithms we have used as well as the various embedding techniques attempted. We rely on statistical and de…
Algorithm improves SLR efficiency in financial narratives.
problem Fragmented understanding of financial narratives.
method NLP, clustering, interpretability tools.
result Unified narrative modeling approaches needed.
New measure corrects news bias in NLP stock return forecasting.
problem Improving stock return and volatility forecasting accuracy.
method Hype-Adjusted Probability Measure, sentiment score equation.
result Significantly improved forecast accuracy for U.S. semiconductor tickers.
New analysis shows diverse classes in pre-training boost NLP performance.
problem Improving sample efficiency in downstream NLP tasks.
method Proved that diverse classes in pre-training lead to better performance, using a large last linear layer singular value.
result Transfer learning excess risk improves with large ildeν and $O\left(\frac{1}{ ildeν \sqrt{n}}
ight)$ rate. This paper analyzes crypto white papers under MiCAR, highlighting NLP's role.
problem Regulatory changes in crypto white papers under MiCAR.
method Survey of existing NLP applications, analysis of MiCAR changes.
result NLP can assist in regulatory compliance and white paper analysis.
For many natural language processing (NLP) tasks the amount of annotated data is limited. This urges a need to apply semi-supervised learning techniques, such as transfer learning or meta-learning. In this work we tackle Named Entity Recognition (NER) task using Prototypical Network - a metric learning technique. It le…
Survey of financial LLMs in finance.
problem Limited research on Financial LLMs (FinLLMs).
method Chronological overview of PLMs, comparison of techniques, performance evaluations, and advanced tasks.
result Compilation of accessible datasets and benchmarks for AI research in finance.
Machine learning models that take computer program source code as input typically use Natural Language Processing (NLP) techniques. However, a major challenge is that code is written using an open, rapidly changing vocabulary due to, e.g., the coinage of new variable and method names. Reasoning over such a vocabulary i…
This paper improves NLP interpretability by using sentence segments instead of words.
problem Limitations of word-based sampling in explaining complex BERT models.
method Using sentence segments as elementary building blocks for NLP interpretability.
result Improved fidelity of the explainer on a benchmark classification task.
The study investigates the impact of negative examples in contrastive learning.
problem Understanding how the number of negative examples affects downstream performance in contrastive learning.
method Theoretical analysis and empirical evaluation of NLP and vision tasks.
result The optimal number of negative examples should scale with the number of underlying concepts in the data.
Study analyzes deep learning models for financial sentiment in earnings calls.
problem Leveraging NLP for sentiment analysis in financial transcripts.
method Comparative analysis of BERT, FinBERT, and ULMFiT models.
result Models' strengths and limitations in financial sentiment analysis.
Combines foundation models with weak supervision to improve NLP and video tasks.
problem Leveraging weak supervision with foundation models without labeled data.
method Liger, a combination of foundation model embeddings and weak supervision techniques.
result Liger outperforms existing weak supervision methods by 14.1 points on benchmark NLP and video tasks.
SusGen-GPT improves financial NLP and ESG report generation.
problem Lack of advanced NLP tools for finance and ESG domains.
method Developed SusGen-30K dataset and SusGen-GPT models.
result Achieved state-of-the-art performance in financial NLP tasks.
MDA optimizer performs similarly to SGD+M in CV and Adam in NLP.
problem Performance degradation due to choosing the wrong optimizer.
method Modernized Dual Averaging (MDA) optimizer, inspired by dual averaging.
result MDA performs as well as SGD+M in CV and as Adam in NLP.
We introduce HUBERT which combines the structured-representational power of Tensor-Product Representations (TPRs) and BERT, a pre-trained bidirectional Transformer language model. We show that there is shared structure between different NLP datasets that HUBERT, but not BERT, is able to learn and leverage. We validate …
Survey on using large models to train smaller datasets in NLP.
problem Lack of large datasets and computing resources for NLP tasks.
method Analysis of recent transfer learning approaches in NLP.
result Increased demand for transfer learning in NLP due to large models.