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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,657 papers · 148 categories

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68137205273 · Jun 202019922001200920172026
48 results for KKT solutions

This work improves data reconstruction methods by ensuring unique solutions and refining optimization.

problem Ensuring unique solutions and optimizing reconstruction from KKT conditions.
method Discussion of sufficient conditions for unique solutions and introduction of sample splitting for optimization.
result Sample splitting improves reconstruction performance across various methods.

Paper tackles bilevel optimization problems using penalty methods.

problem Unconstrained and constrained bilevel optimization problems with nonsmooth lower levels.
method Introduces first-order penalty methods and O(ε4logε1)O(\varepsilon^{-4}\log\varepsilon^{-1}) and O(ε7logε1)O(\varepsilon^{-7}\log\varepsilon^{-1}) operation complexities.
result Establishes operation complexities for finding ε\varepsilon-KKT solutions.

We embed KKT points in neural networks of different sizes.

problem Classifying data using homogeneous neural networks.
method Introducing KKT point embedding principle and proving it for different network types.
result KKT points of a smaller network can be mapped to those of a larger network via linear transformations.

Study KKT conditions for multi-objective optimization on Hadamard manifolds.

problem Optimizing multi-objective interval-valued functions on Hadamard manifolds.
method Developed KKT conditions for Pareto optimal solutions under different ordering and convexity notions.
result Results are more general than on Euclidean spaces.

New insights into how linear classifiers and leaky ReLU networks can overfit without harming generalization.

problem Understanding conditions for benign overfitting in linear classifiers and leaky ReLU networks.
method Utilizing Karush--Kuhn--Tucker (KKT) conditions for margin maximization.
result Satisfaction of KKT conditions leads to benign overfitting in linear classifiers and leaky ReLU networks.

A scalable framework optimizes multi-asset portfolios with constraints.

problem Optimizing multi-asset portfolios with inequality constraints.
method Integrates neural policies with Pontryagin's Maximum Principle, enforcing feasibility via log-barrier regularization.
result Recover KKT-optimal policies in high-dimensional problems without violating constraints.

In this paper, we propose p\ell_p-norm regularized models to seek near-optimal sparse portfolios. These sparse solutions reduce the complexity of portfolio implementation and management. Theoretical results are established to guarantee the sparsity of the second-order KKT points of the p\ell_p-norm regularized models…

2013-12-22abs ↗pdf ↗

Early training of deep neural networks leads to small, directionally converging weights.

problem Training dynamics of deep homogeneous neural networks with small initializations.
method Gradient flow analysis and study of KKT points for neural correlation function.
result Weights converge in direction to KKT points during early training stages.

Paper proposes SMO for solving bilevel optimization problems efficiently.

problem Solving bilevel optimization problems with nonsmooth convex lower-level and nonconvex upper-level objectives.
method Sequential minimax optimization (SMO) method using modified augmented Lagrangian and penalty schemes.
result Improves operation complexity for finding ε\varepsilon-KKT solutions.

New single-loop algorithm tackles weakly convex constraints in stochastic optimization.

problem Optimization with weakly convex constraints in machine learning.
method Single-loop penalty-based stochastic algorithm using hinge-based penalty.
result Achieves state-of-the-art complexity for finding approximate KKT solutions.

Screening and working set techniques are important approaches to reducing the size of an optimization problem. They have been widely used in accelerating first-order methods for solving large-scale sparse learning problems. In this paper, we develop a new screening method called Newton screening (NS) which is a general…

2020-01-27abs ↗pdf ↗

The paper refines NOTEARS for learning Bayesian networks, improving accuracy and efficiency.

problem Learning Bayesian networks from continuous optimization.
method Generalized algebraic characterizations and Karush-Kuhn-Tucker (KKT) conditions for optimization.
result Local search post-processing improves structural Hamming distance by a factor of 2 or more.

Study shows momentum-based optimizers like Muon and MomentumGD bias towards KKT points in smooth homogeneous models.

problem Understanding the implicit bias of momentum-based optimizers on smooth homogeneous models.
method Analysis of Muon, MomentumGD, Signum, and Adam optimizers under decaying learning rate schedules.
result Momentum-based optimizers approximate steepest descent trajectories and bias towards KKT points of margin maximization problems.

We consider rules for discarding predictors in lasso regression and related problems, for computational efficiency. El Ghaoui et al (2010) propose "SAFE" rules that guarantee that a coefficient will be zero in the solution, based on the inner products of each predictor with the outcome. In this paper we propose strong …

2010-11-09abs ↗pdf ↗

Study shows how steepest descent algorithms' geometric margin increases during training.

problem Understanding implicit bias in steepest descent algorithms for neural networks.
method Analysis of steepest descent algorithms with infinitesimal learning rates in homogeneous neural networks.
result Limit points of training trajectories correspond to KKT points of margin-maximization problems.

The paper tackles partial inference in structured prediction using a convex optimization approach.

problem Maximizing a score function with unary and pairwise potentials in graph label spaces.
method Generative model approach with two-stage convex optimization for label recovery.
result Conditions for recovering a majority of labels with provable guarantees.

New methods solve complex optimization problems without strong convexity assumptions.

problem Complex bilevel optimization problems with minimax lower-level structures.
method Penalty-based first-order methods for bilevel minimax optimization.
result Achieves εε-KKT point with improved oracle complexity.

This study explains and mitigates inflated returns and turnover in SPO-based portfolio optimization.

problem Inflated returns and excessive turnover in SPO-based portfolio optimization.
method KKT-based interpretation of portfolio decisions as ranking over adjusted scores, empirical evaluation of stabilization mechanisms.
result Realistic output constraints and portfolio-level turnover control improve SPO-based strategies.

We introduce in this paper a novel strategy for efficiently approximating the Sinkhorn distance between two discrete measures. After identifying neglectable components of the dual solution of the regularized Sinkhorn problem, we propose to screen those components by directly setting them at that value before entering t…

2019-06-20abs ↗pdf ↗

Study optimality conditions for interval-valued optimization problems on Riemannian manifolds.

problem Optimizing interval-valued functions on Riemannian manifolds under a total order relation.
method Generalized Hukuhara directional differentiability to derive KKT-type optimality conditions.
result Derives optimality conditions for interval-valued optimization problems on Riemannian manifolds.

Method solves nonconvex constrained optimization problems with a new augmented Lagrangian approach.

problem Nonconvex composite functional constraints with inequality constraints.
method First-order augmented Lagrangian method with smoothed prox-linear reformulation.
result Explicit convergence rates for the proposed method in terms of KKT residual.

Neural network discovers exact solutions to QP with linear constraints.

problem Discovering exact solutions to Quadratic Programs (QP) with linear constraints using neural networks.
method Proposes a neural network modeling approach that analytically derives model parameters from problem coefficients, ensuring closed-form solutions without training.
result The closed-form NN model produces exact solutions for every critical region of the QP solution function, outperforming DNNs and commercial solvers in terms of optimality and feasibility.

DCCNNs reduce computational overhead and ambiguity in convolutional neural networks.

problem Reducing computational overhead and ambiguity in convolutional neural networks.
method Introducing a primal learning problem and constructing a dual convex training program, using Fenchel conjugates and Karush-Kuhn-Tucker conditions.
result Eliminates ambiguity and reduces computational overhead in constructing a large kernel matrix.

We consider a class of constrained optimization problems with a possibly nonconvex non-Lipschitz objective and a convex feasible set being the intersection of a polyhedron and a possibly degenerate ellipsoid. Such problems have a wide range of applications in data science, where the objective is used for inducing spars…

2014-09-09abs ↗pdf ↗

New algorithms minimize dynamic regret for strongly convex losses.

problem Minimizing dynamic regret for strongly convex losses.
method Developed Strongly Adaptive algorithms exploiting KKT conditions.
result Achieved near optimal dynamic regret of O(d1/3n1/3extTV[u1:n]2/3d)O(d^{1/3} n^{1/3} ext{TV}[u_{1:n}]^{2/3} \vee d).

New methods solve MI problems with locally Lipschitz operators, improving solution efficiency.

problem Solving monotone inclusions with locally Lipschitz continuous operators.
method Primal-dual extrapolation methods using backtracking line search.
result Improved operation complexity for solving MI problems.

Gradient ascent method successfully removes specific data points from neural networks without retraining.

problem Addressing privacy and ethical concerns by removing specific data points from trained models.
method Gradient ascent approach to unlearning, leveraging the implicit bias of gradient descent towards margin maximization conditions.
result Gradient ascent method can successfully unlearn specific data points from two-layer ReLU neural networks without retraining.

New algorithms minimize dynamic regret in non-stationary online learning.

problem Universal dynamic regret minimization under exp-concave and smooth losses.
method Strongly Adaptive algorithms with a path variational based on second order differences of the comparator sequence.
result Achieve a dynamic regret of ildeO(d2n1/5Cn2/5d2) ilde O(d^2 n^{1/5} C_n^{2/5} \vee d^2), optimal modulo dependencies.

K-SVD algorithm has been successfully applied to image denoising tasks dozens of years but the big bottleneck in speed and accuracy still needs attention to break. For the sparse coding stage in K-SVD, which involves 0\ell_{0} constraint, prevailing methods usually seek approximate solutions greedily but are less effe…

2020-01-19abs ↗pdf ↗

In this paper, we consider a well-known sparse optimization problem that aims to find a sparse solution of a possibly noisy underdetermined system of linear equations. Mathematically, it can be modeled in a unified manner by minimizing xpp\|\bf{x}\|_p^p subject to Axbqσ\|A\bf{x}-\bf{b}\|_q\leqσ for given $A \in \mathbb{R}^…

2019-07-01abs ↗pdf ↗

Visual rendering of graphs is a key task in the mapping of complex network data. Although most graph drawing algorithms emphasize aesthetic appeal, certain applications such as travel-time maps place more importance on visualization of structural network properties. The present paper advocates two graph embedding appro…

2014-01-17abs ↗pdf ↗

Symmetric nonnegative matrix factorization has found abundant applications in various domains by providing a symmetric low-rank decomposition of nonnegative matrices. In this paper we propose a Frank-Wolfe (FW) solver to optimize the symmetric nonnegative matrix factorization problem under a simplicial constraint, whic…

2017-06-20abs ↗pdf ↗

We create consistent option surfaces without arbitrage.

problem Constructing consistent option surfaces free of arbitrage across different maturities.
method Combining PCA-Smolyak approximation with chain-consistent diffusion and c-EMOT bridge.
result Computable certificates for strong convexity, solver correctness, and Dupire/Greeks stability.

New framework optimizes forecasting and decision-making in dynamic systems.

problem Optimizing forecasting and decision-making processes in dynamic systems.
method Closed-loop framework using bilevel optimization.
result The proposed methodology yields consistently better performance than the standard open-loop approach.

Enhanced PC2^2 improves surrogate modeling for high-dimensional problems.

problem Degrading performance and efficiency of PC2^2 in high-dimensional parameter spaces.
method Integrates SULM solver and D-optimal sampling strategy into PC2^2 framework.
result Enhanced PC2^2 demonstrates better comprehensive capability and efficiency.

Paper solves optimal portfolio deleveraging with cross asset impacts.

problem Maximize equity while meeting debt/equity requirement with cross asset price impacts.
method Developed successive convex optimization (SCO) and an effective global algorithm integrating SCO, convex relaxation, and branch-and-bound.
result Proposed algorithms find global optimal solutions efficiently.

Paper introduces MKL-L0/1L_{0/1}-SVM for SVM with (0,1)(0, 1) loss.

problem Optimization of SVM with (0,1)(0, 1) loss function.
method MKL framework combined with ADMM algorithm for solving the optimization problem.
result Performance of MKL-L0/1L_{0/1}-SVM comparable to SimpleMKL.