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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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97194291388 · May 202619922001200920172026
48 results for Convergence regimes

New algorithm ensures global convergence in deep neural networks beyond NTK regime.

problem Existing global convergence guarantees do not apply to practical deep networks.
method Proposes an algorithm with global convergence guarantees under the expressivity condition.
result Algorithm ensures global convergence in practical settings beyond NTK regime.

Gradient descent converges to minimum Bayes risk for two-layer ReLU networks in mean field regime.

problem Training two-layer ReLU networks using gradient descent in the mean field regime.
method Describes a condition for convergence to minimum Bayes risk, extending previous results to ReLU-activated networks.
result The condition for convergence does not depend on initialization and concerns weak convergence of network realization.

This work shows linear convergence for two-layer neural networks in mean-field regime.

problem Optimizing two-layer neural networks in the mean-field regime.
method Mean-field analysis and continuous-time noisy gradient descent.
result Establishes linear convergence rate for two-layer neural networks.

Averaged SGD achieves optimal convergence rate for neural networks in the NTK regime.

problem Convergence analysis of averaged stochastic gradient descent for neural networks.
method Analyzed convergence of averaged stochastic gradient descent for overparameterized two-layer neural networks.
result Achieved minimax optimal convergence rate with global convergence guarantee.

Unified formula for training dynamics of linear networks combining lazy and balanced regimes.

problem Training dynamics of linear networks in two distinct setups: lazy and balanced/active.
method Unified formula for the evolution of the learned matrix, combining lazy and balanced regimes.
result Unified formula allows for rapid convergence and low rank bias, proving a complete phase diagram.

In an observed generalized semi-Markov regime, estimation of transition rate of regime switching leads towards calculation of locally risk minimizing option price. Despite the uniform convergence of estimated step function of transition rate, to meet the existence of classical solution of the modified price equation, t…

2015-06-11abs ↗pdf ↗

Global convergence proved for three-layer neural networks in mean field regime.

problem Optimization efficiency of multilayer neural networks in the mean field regime.
method Developed a rigorous framework for mean field limit of three-layer networks using stochastic gradient descent and neuronal embedding.
result Global convergence guarantee for unregularized feedforward three-layer networks in the mean field regime.

EM algorithm achieves optimal sample complexity for learning two-component mixed linear regression.

problem Learning two-component mixed linear regression under varying signal-to-noise ratios.
method Analysis of EM algorithm convergence rates under different SNR regimes.
result EM algorithm achieves minimax optimal sample complexity in all SNR regimes.

Study shows policy gradient convergence for entropy-regularized MDPs with neural nets in mean-field regime.

problem Global convergence of policy gradient for entropy-regularized MDPs with neural network approximation.
method Softmax policy with neural network approximation in mean-field regime, gradient flow in 2-Wasserstein metric, exponential convergence under sufficient regularization.
result Gradient flow converges exponentially fast to the unique stationary solution under sufficient regularization.

SRRM improves recursive transport surrogates in the small-discrepancy regime.

problem Insufficient understanding of recursive partitioning methods' statistical behavior and resolution in the small-discrepancy regime.
method Introduced Selective Recursive Rank Matching (SRRM) to improve the resolution of Recursive Rank Matching (RRM).
result SRRM yields a higher-fidelity practical surrogate for the Wasserstein distance at moderate additional computational cost.

Study bounds graph neural networks' over-parameterized error.

problem Understanding graph neural networks' performance in over-parameterized regimes.
method Developed mean-field regime bounds for graph convolutional and message passing neural networks.
result Established upper bounds with a convergence rate of O(1/n)O(1/n) for generalization error.

Markov regime switching models have been used in numerous empirical studies in economics and finance. However, the asymptotic distribution of the likelihood ratio test statistic for testing the number of regimes in Markov regime switching models has been an unresolved problem. This paper derives the asymptotic distribu…

2018-01-21abs ↗pdf ↗

The paper studies PCA of probability measures with varying sample sizes and finds optimal convergence rates.

problem PCA of multiple probability measures with varying sample sizes.
method Double asymptotic regime analysis with convergence rates n1/2+mαn^{-1/2} + m^{-α} for empirical covariance and PCA risk.
result Optimal convergence rates for empirical covariance and PCA risk in the dense regime are proven.

EM algorithm speeds up convergence in federated learning with heterogenous data.

problem Understanding convergence rates of federated learning algorithms under data heterogeneity.
method Characterized convergence rate of EM algorithm for FMLR model under various regimes.
result EM algorithm converges to ground truth with SNR ≥ √K in all regimes.

Study reveals three limiting regimes for neural network functionals.

problem Understanding the behavior of functionals of random neural networks.
method Central and non-central limit theorems, Hermite expansions, Diagram Formula, Stein-Malliavin techniques.
result Three distinct limiting regimes based on fixed points of covariance function.

Global convergence of multilayer neural networks proven for any depth.

problem Global convergence of multilayer neural networks in the mean field regime.
method Mean field limit framework, neuronal embedding, bidirectional diversity condition.
result Global convergence for multilayer networks of any depths, including correlated initializations.

Stochastic gradient method converges as fast as deterministic for overparametrized models.

problem Convergence rate of stochastic gradient methods in overparametrized models.
method Proposes a regularity condition enabling fast convergence of SGD.
result Stochastic gradient method achieves the same convergence rate as deterministic gradient method.

Gradient descent converges linearly in finite-width networks with positive NTK and compatible conditions.

problem Local convergence of gradient descent in finite-width networks.
method Positive Neural Tangent Kernel (NTK), local Polyak-Łojasiewicz inequality, fixed-step containment in Locally Quasi-Convex Region (LQCR).
result Linear convergence achieved under specific conditions.

Gradient descent learns useful features even in the NTK regime.

problem The ability of neural networks to learn useful features.
method Local convergence analysis of gradient descent with regularization.
result Gradient descent can capture ground-truth directions for feature learning even after the loss threshold is reached.

Stochastic gradient descent (SGD) is the optimization algorithm of choice in many machine learning applications such as regularized empirical risk minimization and training deep neural networks. The classical convergence analysis of SGD is carried out under the assumption that the norm of the stochastic gradient is uni…

2018-02-11abs ↗pdf ↗

The estimation of optimal treatment regimes is of considerable interest to precision medicine. In this work, we propose a causal kk-nearest neighbor method to estimate the optimal treatment regime. The method roots in the framework of causal inference, and estimates the causal treatment effects within the nearest neig…

2017-11-22abs ↗pdf ↗

Unified analysis of SGD variants for nonconvex federated optimization.

problem Performance of stochastic gradient methods in nonconvex optimization.
method Proposed a unified assumption for modeling stochastic gradient second moment, leading to a single convergence analysis for various methods.
result Unified convergence analysis for a wide range of SGD variants and distributed methods.

The Gauss-Newton method is analyzed for neural networks using Riemannian optimization techniques.

problem Training neural networks with smooth activations and convergence rates.
method Riemannian optimization perspective, analyzing the Gauss-Newton method in both underparameterized and overparameterized regimes.
result Geometric convergence rates independent of conditioning and eigenvalues, demonstrating accelerated convergence.

Gradient descent finds global optima in ResNets with sufficient parameters.

problem Finding optimal parameters in ResNet models.
method Mean-field analysis and gradient-flow PDE to study convergence of first-order optimization methods.
result First-order methods can find global minimizers in overparameterized ResNets.

The paper explores how gradient descent trains associative memories, revealing oscillations and convergence issues.

problem Training dynamics of associative memories in overparameterized and underparameterized settings.
method Reduction to particle system dynamics, theory, and experiments.
result Oscillatory transitory regimes and benign loss spikes in overparameterized settings, suboptimal memorization in underparameterized settings.

Investigates how SGD behaves in high-dimensional neural networks, distinguishing between global convergence and local minima.

problem Understanding the behavior of SGD in high-dimensional shallow neural networks.
method Extends statistical physics analysis to study SGD dynamics, focusing on mean-field/hydrodynamic regime and learning rate.
result Identifies the critical number of hidden units and learning rate for SGD to avoid local minima.

This paper studies nonlinear representation learning dynamics beyond the NTK regime.

problem Efficient reasoning and inference in raw sensory data representations.
method Identifies common model structure assumption and data-architecture alignment condition for global convergence and optimality.
result Theoretical framework explains network size effects and provides practical model structure guidelines.

Study magnetic Laplacians on hyperbolic surfaces, revealing three regimes of eigenfunction behavior.

problem Investigate semiclassical defect measures of magnetic Laplacians on hyperbolic surfaces.
method Analyze eigenfunctions in low, critical, and high energy regimes using quantum ergodicity and equidistribution.
result Eigenfunctions in different regimes converge to distinct measures: invariant, Liouville, or equidistributed.

Linearized attention fails to converge to NTK limit even at large widths.

problem Understanding the convergence of attention mechanisms to the kernel regime.
method Analyzes linearized attention and its relationship to the NTK limit, considering practical widths and conditions.
result Linearized attention does not converge to its NTK limit at any practical width, revealing a fundamental trade-off.

Local Gradient Descent with local steps converges to the centralized model in the interpolation regime.

problem Understanding the implicit bias of Local Gradient Descent in the interpolation regime.
method Analyzing the implicit bias of Local Gradient Descent for classification tasks with linearly separable data.
result The aggregated global model from Local-GD converges exactly to the centralized model in the interpolation regime.

New findings show mini-batch SGD operates in a 'Edge of Stochastic Stability' regime.

problem Understanding the stability and convergence of mini-batch SGD.
method Analyzing the mini-batch Hessian and its directional curvature.
result Mini-batch SGD operates in a different stability regime (Edge of Stochastic Stability) compared to full-batch GD.

The paper develops RL methods for optimal switching between multiple states.

problem Optimal switching between multiple states in continuous time.
method Entropy-regularized exploration, HJB equations, policy improvement, value function convergence.
result The RL algorithm converges to optimal policies as temperature parameter vanishes.

Three training regimes found for scale-invariant neural networks on the sphere.

problem Training scale-invariant neural networks on the sphere with varying effective learning rate.
method Investigated three regimes of training: convergence, chaotic equilibrium, and divergence.
result Discovered three distinct training regimes with unique characteristics.

Study finds multiple solutions for Gross-Pitaevskii equations on curved spaces.

problem Finding multiple solutions for Gross-Pitaevskii equations on Riemannian manifolds.
method Critical point theory and Γ-convergence for Ginzburg-Landau functionals, plus new isoperimetric results.
result Lower bounds on the multiplicity of solutions in terms of the topology of the velocity set.