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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

169,051 papers · 148 categories

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48 results for Caveats

Proposes an alternative approach to propagate labels in GCNs using network diffusion and clustering.

problem Challenges of training GCNs with limited labeled data and bias in network diffusion methods.
method Clustering nodes into communities, using diffusion to quantify proximity, and comparing topological profiles.
result Identifies nodes most similar to labeled nodes, improving label propagation in GCNs.

Proposes using dimensionality reduction with personalized page rank to improve GCNs' performance in node classification.

problem GCNs' limitation in considering only a few propagation steps away nodes, leading to hub node bias.
method Utilizes dimensionality reduction techniques conjugate with personalized page rank to fully account for graph topology.
result Significantly outperforms existing methods in node classification tasks on real-world networks.

Bayesian l0l_0-regularized least squares is a variable selection technique for high dimensional predictors. The challenge is optimizing a non-convex objective function via search over model space consisting of all possible predictor combinations. Spike-and-slab (a.k.a. Bernoulli-Gaussian) priors are the gold standard f…

2017-05-31abs ↗pdf ↗

The study examines how model predictions hold up under model extensions.

problem Model predictions may not be robust under model extensions, limiting their applicability.
method The study uses causal ordering to assess robustness of qualitative model predictions and characterizes model extensions that preserve predictions.
result Conditions and techniques are provided to assess robustness of model predictions under model extensions.

Partial-input models fail to detect dataset artifacts, even when they perform poorly.

problem The effectiveness of partial-input models in detecting dataset artifacts is questionable.
method Design artificial datasets and identify trivial patterns in the SNLI dataset.
result Partial-input models can solve examples previously considered hard, indicating potential dataset artifacts.

Optimizes a portfolio for an investor preferring accepted securities over a reference security.

problem Investor preference for a set of securities over a reference security with constraints.
method Mean-variance optimization with Sharpe Ratio performance measurement.
result Derives an optimal portfolio that maximizes returns while minimizing risk.

End-to-end approach for weak supervision improves downstream model performance.

problem Data-labeling bottleneck in machine learning applications.
method Directly learning the downstream model by maximizing its agreement with probabilistic labels generated from weak supervision sources.
result Improved performance over prior work in terms of downstream model performance and robustness.

Feature subset selection arises in many high-dimensional applications of statistics, such as compressed sensing and genomics. The 0\ell_0 penalty is ideal for this task, the caveat being it requires the NP-hard combinatorial evaluation of all models. A recent area of considerable interest is to develop efficient algor…

2017-02-23abs ↗pdf ↗

Recent empirical studies have demonstrated long-memory in the signs of orders to buy or sell in financial markets [2, 19]. We show how this can be caused by delays in market clearing. Under the common practice of order splitting, large orders are broken up into pieces and executed incrementally. If the size of such lar…

2004-12-27abs ↗pdf ↗

Molecular machine learning has been maturing rapidly over the last few years. Improved methods and the presence of larger datasets have enabled machine learning algorithms to make increasingly accurate predictions about molecular properties. However, algorithmic progress has been limited due to the lack of a standard b…

2017-03-02abs ↗pdf ↗

The paper explores using restart distributions to enhance exploration in reinforcement learning.

problem Enhancing exploration in reinforcement learning environments.
method Adapting a restart distribution to promote faster state-space coverage and diverse initial states.
result Performance gains can be achieved, especially in hard exploration problems, through the use of restart distributions.

Defines Killing (super)algebras for spin manifolds, including gauge transformations.

problem Understanding deformations of spin structures on manifolds.
method Introduces a new algebraic structure, studies its deformations using Spencer cohomology.
result Identifies subclasses of deformations and reconstructs supersymmetric backgrounds.

Proposes deep graph persistence to address neural persistence issues in deep learning.

problem Variance of weights and lack of spatial structure in deep neural networks impact neural persistence.
method Extends neural persistence to the whole network, considering interactions between layers.
result Deep graph persistence alleviates variance-related issues and captures persistent paths through the network.

Study examines the scenario approach for robust optimization, focusing on nonconvex cases.

problem Robust optimization with nonconvex uncertainty sets.
method Scenario approach via i.i.d sampling, analysis of concentration of measures, asymptotic and finite sample guarantees.
result Obstruction to consistency in noncompact decision sets, finite sample guarantees for nonconvex problems.

LLMs compress financial texts, but distort decision-making.

problem LLMs compress financial texts, altering decision-making.
method Analyzed two diagnostic patterns: decontextualization and model dependency. Proposed Agentic Context Compression.
result LLM-compressed financial texts alter decision-making.

Unified framework for training neural networks with non-smooth, non-convex regularizers.

problem Training neural networks with non-smooth, non-convex regularizers.
method ProxGen framework for stochastic proximal gradient descent.
result ProxGen framework achieves the same convergence rate as standard methods and outperforms subgradient-based approaches.

The study compares time series forecasting performance estimation methods.

problem Estimating performance of time series forecasting models.
method Cross-validation and out-of-sample approaches compared.
result Cross-validation is suitable for stationary time series, while out-of-sample methods are better for real-world scenarios with non-stationary data.

New algorithm eliminates sign function in PGD attacks, improving performance.

problem Improving robustness of neural networks against adversarial attacks.
method Proposes a new raw gradient descent (RGD) algorithm that eliminates the sign function in PGD attacks.
result The RGD algorithm outperforms PGD and other competitors in various settings.

Graph DNA uses Bloom filters to efficiently encode deep graph neighborhoods for better collaborative filtering.

problem Collaborative filtering struggles with exploiting deeper graph neighborhoods due to high time and space complexity.
method Graph DNA employs Bloom filters to compute approximate deep neighborhood information in linear time, enabling efficient encoding and utilization in collaborative filtering.
result Graph DNA significantly improves collaborative filtering performance with minimal computational and memory overhead.

Machine learning basics: key principles and limitations.

problem Understanding machine learning principles and their limitations.
method Analysis of machine learning families, performance comparison, and model interpretation.
result Interpretable models are often sufficient and deep learning doesn't always outperform others.

No free lunch theorems show all algorithms perform equally under uniform distribution.

problem Analyzing scenarios involving non-uniform distributions and comparing algorithms.
method No Free Lunch theorems applied to analyze and compare algorithms without distribution assumptions.
result Anti-cross-validation performs as well as cross-validation under non-uniform distributions.

It is needed to ensure the integrity of systems that process sensitive information and control many aspects of everyday life. We examine the use of machine learning algorithms to detect malware using the system calls generated by executables-alleviating attempts at obfuscation as the behavior is monitored rather than t…

2017-11-10abs ↗pdf ↗

Quantum models avoiding barren plateaus can also be efficiently simulated classically.

problem Understanding the limitations of barren plateaus in quantum computing.
method Analyzing commonly used models and their ability to be simulated classically.
result Many quantum models with barren plateau-free landscapes can also be efficiently simulated classically.

New algorithms achieve no-regret learning even with adversarial transitions and losses.

problem No-regret learning impossible with adversarial transitions and losses.
method Developed algorithms for adversarial Markov Decision Processes with smooth regret increase.
result Achieved O~(T+CextsfP)\widetilde{O}(\sqrt{T} + C^{ extsf{P}}) regret, with CextsfPC^{ extsf{P}} measuring adversarial transition function.

Deep learning models predict chaotic Lorenz 96 system accurately.

problem Predicting short-term and long-term statistics of a multi-scale chaotic system.
method Reservoir computing (RC-ESN), ANN, RNN-LSTM.
result RC-ESN outperforms ANN and RNN-LSTM for short-term prediction.

We study the real Monge-Ampère equation in two and three dimensions, both from the point of view of the SYZ conjecture, where solutions give rise to semi-flat Calabi-Yau's and in affine differential geometry, where solutions yield parabolic affine sphere hypersurfaces. We find explicit examples, connect the holomorphic…

2004-05-04abs ↗pdf ↗

This study evaluates methods to measure traffic forecasting model confidence.

problem Lack of consensus on uncertainty types and techniques for traffic forecasting models.
method Reviews and compares different uncertainty estimation techniques using real traffic data.
result Empirical evidence shows benefits and caveats of various techniques.

Machine learning guides clinicians in predictive modeling using big data.

problem Insufficient understanding of machine learning among clinicians hinders its adoption.
method Provides a series of guides on machine learning principles, resampling, model evaluation, and coding.
result Clinicians need methodological rigor and clarity to use machine learning effectively.

Interactive explanations improve machine learning transparency.

problem Transparency of machine learning predictions for diverse stakeholders.
method Personalized counterfactual explanations and follow-up questions.
result Improved understanding of black-box systems through interactive explanations.

Clinical models trained on EHRs degrade in performance over time due to data drift.

problem Model performance degradation over time in clinical settings.
method Accessed year of care for each record in MIMIC, aggregated features into clinical concepts, and tested mitigation strategies.
result State-of-the-art models show significant performance drops when tested on future data compared to historical data.