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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,695 papers · 148 categories

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3517021,0531,404 · Jun 202019922001200920172026
48 results for 3-factor model

From SA-CCR to RSA-CCR: making SA-CCR self-consistent and appropriately risk-sensitive by cashflow decomposition in a 3-Factor Gaussian Market Model

2019-02-22abs ↗pdf ↗

Study assesses additional factors for identifying persistent alpha in pension funds.

problem Identify persistent alpha in pension funds using additional factors.
method Reproduces Fama and French's (2010) experiment with additional features and compares results to 3-factor model.
result Additional factors improve persistence of alpha assessment in pension funds.

This paper proposes two numerical solution based on Product Optimal Quantization for the pricing of Foreign Echange (FX) linked long term Bermudan options e.g. Bermudan Power Reverse Dual Currency options, where we take into account stochastic domestic and foreign interest rates on top of stochastic FX rate, hence we c…

2019-11-13abs ↗pdf ↗

Generalizing a classical theorem of Carlson and Toledo, we prove that any Zariski dense isometric action of a Kähler group on the real hyperbolic space of dimension at least 3 factors through a homomorphism onto a cocompact discrete subgroup of PSL(2,R). We also study actions of Kähler groups on infinite dimensional re…

2010-12-07abs ↗pdf ↗

New graph feedback model for bandits with improved regret bounds.

problem Understanding how graph structure affects regret in bandit problems.
method Introduced fractional weak domination number and kk-packing independence number to capture upper and lower bounds on regret. Used strong duality theorem to derive upper and lower bounds.
result Proved general upper and lower bounds on regret for various graph structures, showing tightness up to a logarithmic factor.

Study compares two factor models for electricity spot prices across different periods.

problem Analyzing performance of factor models for electricity spot prices in various time periods.
method Developed a Markov Chain Monte Carlo method for model calibration and used simulations and posterior predictive checks for evaluation.
result 4-factor model outperforms 3-factor model in non-crisis times, but not in crises.

We prove that there does not exist any connected topological proper loop homeomorphic to a quasi-simple Lie group and having a compact Lie group as the group topologically generated by its left translations. Moreover, any connected topological loop homeomorphic to the 7-sphere and having a compact Lie group as the grou…

2015-02-21abs ↗pdf ↗

New learning rules from information bottleneck improve deep learning without precise labels.

problem Training deep neural networks with backpropagation is biologically implausible.
method Kernelized information bottleneck principle with 3-factor Hebbian structure.
result The new learning rules perform nearly as well as backpropagation on image classification tasks.

A new stock selection strategy uses combined machine learning with dynamic weighting methods.

problem Improving stock selection accuracy and performance.
method Combined machine learning algorithms with static and dynamic weighting methods.
result IC-based dynamic weighting outperforms static evaluation metrics in backtested returns and predictive performance.

Galois action on manifold structures of complex varieties is abelian.

problem Understanding the Galois action on topological manifold structures of complex varieties.
method Definition of profinite normal structure set and Galois action analysis.
result Galois action on manifold structures of simply-connected varieties is abelian.

Many four-dimensional supersymmetric compactifications of F-theory contain gauge groups that cannot be spontaneously broken through geometric deformations. These "non-Higgsable clusters" include realizations of SU(3)SU(3), SU(2)SU(2), and SU(3)×SU(2)SU(3) \times SU(2), but no SU(n)SU(n) gauge groups or factors with n>3n> 3. We study poss…

2014-09-29abs ↗pdf ↗

KAN-PCA improves asset return analysis by capturing more variance than classical PCA during market crises.

problem Inefficient classical PCA during market crises when correlations between assets change dramatically.
method KAN-PCA uses KAN (Kolmogorov-Arnold Networks) with B-spline functions to learn nonlinear projections.
result KAN-PCA achieves a higher reconstruction R^2 (66.57%) compared to classical PCA (62.99%) on 20 S&P 500 stocks.

PSO improves GG-optimal designs for up to 5 factors, reducing computation time.

problem Computing highly GG-optimal designs for response surface models is computationally expensive.
method Extended Particle Swarm Optimization (PSO) for optimal design problems.
result PSO generates improved GG-optimal designs for up to 5 factors with comparable computational cost.

The paper introduces BCART models for aggregate claim amount, improving frequency-severity and joint modeling.

problem Modeling aggregate claim amount with frequency-severity and joint dependencies.
method Developed three types of BCART models: frequency-severity, sequential, and joint models. Used various distributions for claim severity data.
result Weibull distribution outperforms gamma and lognormal for right-skewed, heavy-tailed claim severity data.

The paper uses model-based trees to create interpretable surrogate models for complex machine learning models.

problem Interpreting complex machine learning models.
method Using model-based trees to partition feature space and create interpretable models.
result Model-based trees generate optimal surrogate models that balance interpretability and performance.

The study examines how model predictions hold up under model extensions.

problem Model predictions may not be robust under model extensions, limiting their applicability.
method The study uses causal ordering to assess robustness of qualitative model predictions and characterizes model extensions that preserve predictions.
result Conditions and techniques are provided to assess robustness of model predictions under model extensions.

Revises Bayesian model averaging for foundation models.

problem Ensemble pre-trained and lightly-finetuned foundation models for improved classification performance.
method Introduces trainable linear classifiers and computationally cheaper model averaging scheme (OMA).
result Ensembled models can better predict on various datasets.

Paper introduces symmetric divergence link models for probability distributions.

problem Symmetric divergence measures for probability distributions.
method Two general classes of link models: one for survival functions and another for cumulative probability distribution functions.
result Advantages of symmetric divergence measures over asymmetric measures for model averaging and feature assessment.

Researchers review challenges in interpreting additive models, especially neural additive models.

problem Challenges in interpreting additive models, particularly neural additive models.
method Review of generalized additive models and discussion of nonidentifiability.
result Challenges in claiming interpretability or suitability for safety-critical applications of additive models.

Sigma models linked to Gross-Neveu models via quiver varieties.

problem Understanding the relationship between sigma models and Gross-Neveu models.
method Exploring the mathematical correspondence between sigma models and Gross-Neveu models, including their geometric and trigonometric/elliptic deformations.
result Sigma models are mathematically equivalent to Gross-Neveu models under certain conditions.

Simple models are preferred over complex models, but over-simplistic models could lead to erroneous interpretations. The classical approach is to start with a simple model, whose shortcomings are assessed in residual-based model diagnostics. Eventually, one increases the complexity of this initial overly simple model a…

2017-06-26abs ↗pdf ↗

Matryoshka hides secret models in a carrier model, achieving high capacity and robustness.

problem Stealing functionality of private ML data by hiding models in a carrier model.
method Parameter sharing approach exploiting the learning capacity of the carrier model.
result Hides a 26x larger secret model or 8 secret models in the carrier model.

This work develops scalable model selection methods with fast update and selection.

problem Efficient model selection for large pools of candidate models.
method Isolated model embedding, which supports asymptotically fast update and selection.
result Standardized Embedder achieves competitive model selection performances.

Copulas outperform marginal models in multivariate risk forecasting, reducing model risk by narrowing down the set of models.

problem Model risk in multivariate risk forecasting, especially during crises.
method Comprehensive empirical study comparing Copula-GARCH models with fixed marginals, copulas, or neither.
result Model risk is almost entirely due to copula choice, not marginal models.

BayesBlend blends multiple models' predictions for better insurance loss predictions.

problem Improving insurance loss predictions by combining multiple models.
method Pseudo-Bayesian model averaging, stacking, and hierarchical stacking.
result BayesBlend provides a user-friendly way to blend model predictions and estimate weights.

The paper identifies when larger models improve predictions and proposes a switcher model.

problem Understanding when larger models benefit from added complexity.
method Numerical studies on T5 architecture to analyze predictive uncertainty and model performance.
result Large models improve on examples where small models are uncertain, but not on certain examples.

We propose a generalization of neural network sequence models. Instead of predicting one symbol at a time, our multi-scale model makes predictions over multiple, potentially overlapping multi-symbol tokens. A variation of the byte-pair encoding (BPE) compression algorithm is used to learn the dictionary of tokens that …

2017-07-03abs ↗pdf ↗

The paper extends statistical inference methods for black-box generative models.

problem Understanding and validating black-box generative models without access to their internal data.
method Develops model-level statistical inference tasks using generative model representations.
result Model-level representations are effective for multiple inference tasks.

Combining models in appropriate ways to achieve high performance is commonly seen in machine learning fields today. Although a large amount of combinatorial models have been created, little attention is drawn to the commons in different models and their connections. A general modelling technique is thus worth studying …

2012-01-18abs ↗pdf ↗

Macroscopic price evolution models are commonly used for investment strategies. There are first promising achievements in defining microscopic agent based models for the same purpose. Microscopic models allow a deeper understanding of mechanisms in the market than the purely phenomenological macroscopic models, and thu…

2011-03-28abs ↗pdf ↗

Introduces model class selection to find sets of near-optimal models.

problem Finding sets of near-optimal models within multiple model collections.
method Generalizes model set selection framework to model class selection, using data splitting approaches.
result Shows that simpler, interpretable models can perform similarly to complex machine learning models.