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arXiv research

A locally-built, LLM-digested index of recent arXiv papers in quant finance, geometry/topology, and statistical ML — keyword search served straight from SQLite on this machine.

168,932 papers · 148 categories

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48 results for 0-norm penalized

Optimizes biomarker selection for cost-effective treatment rules.

problem Incorporating multiple biomarkers in treatment selection rules can be costly and reduce model performance.
method Developed procedures for estimating linear and nonlinear combinations of biomarkers using 0-norm penalized weighted classification.
result Demonstrated the importance of feature selection and marker cost in treatment selection rules.

Significant attention has been given to minimizing a penalized least squares criterion for estimating sparse solutions to large linear systems of equations. The penalty is responsible for inducing sparsity and the natural choice is the so-called l0l_0 norm. In this paper we develop a Momentumized Iterative Shrinkage Th…

2014-09-25abs ↗pdf ↗

In this paper, we consider an 0\ell_{0}-norm penalized formulation of the generalized eigenvalue problem (GEP), aimed at extracting the leading sparse generalized eigenvector of a matrix pair. The formulation involves maximization of a discontinuous nonconcave objective function over a nonconvex constraint set, and is…

2014-08-28abs ↗pdf ↗

Proposes a new graph trend filtering model for inhomogeneous graph signals.

problem Estimating piecewise smooth signals over a graph with varying smoothness levels.
method Introduces a l2,0 norm penalized Graph Trend Filtering (GTF) model and two solution methods: spectral decomposition and simulated annealing.
result The GTF model performs better than existing approaches in denoising, support recovery, and semi-supervised classification.

This paper uses quantum computing to solve sparse linear regression problems efficiently.

problem Sparse linear regression to identify important features from a large set of variables.
method Formulates the 0\ell_0 optimization problem as a QUBO problem and solves it using the D-Wave adiabatic quantum computer.
result The QUBO solution matches the optimal solution for a wide range of sparsity penalty values across datasets.

Paper tackles low-rank matrix recovery with column 2,0\ell_{2,0}-norm regularization.

problem Low-rank matrix recovery problems with column sparsity constraints.
method Developed alternating majorization-minimization (AMM) methods with extrapolation and hybrid AMM.
result Global convergence analysis and superior performance in matrix completion problems.

Proposes an efficient method for sparse index tracking with 0\ell_0-norm constraints.

problem Constructing a sparse portfolio to track a financial index.
method Formulates a new problem using 0\ell_0-norm constraints, develops an efficient algorithm based on primal-dual splitting.
result Demonstrates effectiveness through experiments on S&P500 and Russell3000 datasets.

The aim of this note is to analyse the structure of the L0L^0-normed L0L^0-modules over a metric measure space. These are a tool that has been introduced by N. Gigli to develop a differential calculus on spaces verifying the Riemannian Curvature Dimension condition. More precisely, we discuss under which conditions an …

2018-03-07abs ↗pdf ↗

Signal estimation problems with smoothness and sparsity priors can be naturally modeled as quadratic optimization with 0\ell_0-"norm" constraints. Since such problems are non-convex and hard-to-solve, the standard approach is, instead, to tackle their convex surrogates based on 1\ell_1-norm relaxations. In this paper…

2018-11-06abs ↗pdf ↗

Guarantees recovery of compressible signals from adversarial noise.

problem Recovering compressible signals from noise and adversarial attacks.
method Extends adversarial defense framework to 0\ell_0, 2\ell_2, and \ell_\infty norms.
result Recovery guarantees for various signal recovery methods under different noise types.

New method for factor analysis using nuclear and 0\ell_0 norms.

problem Finding a low-rank plus sparse decomposition from noisy covariance matrix.
method Formulated an optimization problem with nuclear norm, 0\ell_0 norm, and KL divergence. Used alternating minimization algorithm.
result Algorithm effectively decomposes covariance matrices in synthetic and real datasets.

We propose a practical method for L0L_0 norm regularization for neural networks: pruning the network during training by encouraging weights to become exactly zero. Such regularization is interesting since (1) it can greatly speed up training and inference, and (2) it can improve generalization. AIC and BIC, well-known …

2017-12-04abs ↗pdf ↗

The paper shows how Hamiltonian diffeomorphisms and homeomorphisms can be broken down into smaller, manageable pieces.

problem Fragmenting Hamiltonian diffeomorphisms and homeomorphisms on surfaces.
method Develops a C0C^0-fragmentation property for Hamiltonian diffeomorphisms and homeomorphisms on surfaces, proving it with a Lipschitz estimate.
result Hamiltonian diffeomorphisms and homeomorphisms can be decomposed into smaller, compactly supported pieces with a Lipschitz estimate on the C0C^0-norm.

Proposes a new method for joint sample and feature selection in multi-view data.

problem Cannot detect latent subsets of samples and remove outliers.
method Weighted Sparse Partial Least Squares (/0\ell_\infty/\ell_0-wsPLS) method for joint sample and feature selection.
result Developed globally convergent algorithm and iterative algorithms for multi-view data fusion.

Practically, we are often in the dilemma that the labeled data at hand are inadequate to train a reliable classifier, and more seriously, some of these labeled data may be mistakenly labeled due to the various human factors. Therefore, this paper proposes a novel semi-supervised learning paradigm that can handle both l…

2019-02-20abs ↗pdf ↗

Paper tackles low-rank matrix recovery with KL property and DC reformulation.

problem Low-rank matrix recovery with coarse rank estimation.
method Adds 2,0\ell_{2,0}-norm and balanced terms to factorized loss function; establishes KL property and DC reformulations.
result Establishes KL property of exponent 1/21/2 for the composite function and its global minimizers.

This paper begins to study the limiting behavior of a family of Hermitian Yang-Mills (HYM for brevity) metrics on a class of rank two slope stable vector bundles over a product of two elliptic curves with Kähler metrics ωεω_ε when ε0ε\to 0. Here ωεω_ε are flat and have areas εε and ε1ε^{-1} on the two elliptic curves …

2012-03-14abs ↗pdf ↗

Paper analyzes convergence of PAM method for low-rank factorization models.

problem Convergence analysis of PAM method with subspace correction for low-rank factorization models.
method Majorized proximal alternating minimization (PAM) method with subspace correction.
result Established full convergence of PAM method under KL property and column 2,0\ell_{2,0}-norm condition.

For a symplectic manifold MM let {,}\{\cdot,\cdot\} be the corresponding Poisson bracket. In this note we prove that the functional (F,G){F,G}Lp(M)(F,G) \mapsto \|\{F,G\}\|_{L^p(M)} is lower-semicontinuous with respect to the C0C^0-norm on Cc(M)C^\infty_c(M) when dimM=2\dim M = 2 and p<p < \infty, extending previous rigidity results for $…

2016-09-28abs ↗pdf ↗

The paper tackles tensor factorization and completion from noisy data.

problem Sparse nonnegative tensor factorization and completion from partial and noisy observations.
method Minimizes the sum of maximum likelihood estimation and tensor 0\ell_0 norm with nonnegativity constraints.
result Error bounds and minimax lower bounds are established for the proposed model.

Equivalence found between algorithmic regularization and convex penalization for convex losses.

problem Understanding the relationship between algorithmic regularization and convex penalization.
method Introducing a geometric condition and showing equivalence through optimization paths.
result Optimization paths of iterative algorithms on unregularized problems match those of corresponding penalized problems under certain conditions.

New algorithm solves 0\ell_0-norm constrained multilinear logistic regression for tensor data.

problem Non-convex and nonsmooth 0\ell_0-norm constraints in multilinear logistic regression.
method APALM+^+ method for globally convergent optimization.
result APALM+^+ ensures convergence to a first-order critical point.

Any Sasakian structure can be closely mimicked by embeddings into weighted spheres.

problem Approximating Sasakian structures on closed manifolds.
method Using CR embeddings into weighted Sasakian spheres and strengthening previous approximation results.
result Sasakian structures can be approximated in the CqC^{q}-norm by embeddings into weighted Sasakian spheres.

Let (X,P)(X, P) be a toric variety. In this note, we show that the C0C^0-norm of the Calabi flow φ(t)\varphi(t) on XX is uniformly bounded in [0,T)[0, T) if the Sobolev constant of φ(t)\varphi(t) is uniformly bounded in [0,T)[0, T). We also show that if (X,P)(X, P) is uniform KK-stable, then the modified Calabi flow converges expone…

2014-06-25abs ↗pdf ↗

Develops a method to predict stock returns with time-varying risk premia.

problem Predicting stock returns with time-varying risk premia while maintaining no-arbitrage restrictions.
method Penalized two-pass regression with time-varying factor loadings, incorporating penalization in the first pass and grouping in the second pass.
result The proposed method reduces prediction errors compared to other approaches.

Sparse-penalized deep neural networks improve performance in weakly dependent processes.

problem Nonparametric regression and classification under weak dependence.
method Sparse-penalized deep neural networks with oracle inequalities and convergence rates established.
result The proposed estimators outperform non-penalized ones in simulations.

Paper develops a new method for optimal stopping in American options.

problem Optimal stopping in American options with singular generators.
method Entropy-regularized penalization scheme for reflected BSDEs with singular generators.
result Limit of the penalization scheme solves a reflected BSDE with a logarithmically singular generator.

In high-dimensional data analysis, penalized likelihood estimators are shown to provide superior results in both variable selection and parameter estimation. A new algorithm, APPLE, is proposed for calculating the Approximate Path for Penalized Likelihood Estimators. Both the convex penalty (such as LASSO) and the nonc…

2012-11-02abs ↗pdf ↗

We consider the problem of prescribing the nodal set of the first nontrivial eigenfunction of the Laplacian in a conformal class. Our main result is that, given a separating closed hypersurface ΣΣ in a compact Riemannian manifold (M,g0)(M,g_0) of dimension d3d \geq 3, there is a metric gg on MM conformally equivalent to…

2015-03-17abs ↗pdf ↗

The paper classifies and analyzes the stability of elastic curves with fixed endpoints.

problem Classification and stability of pinned elasticae.
method Critical points of the length-penalized elastic bending energy among planar curves with fixed endpoints.
result Explicit parametrization and classification of all critical points with a threshold parameter \(\hatλ \simeq 0.70107\).

Unified framework for pattern recovery in penalized and thresholded estimation.

problem Pattern recovery in penalized and thresholded estimation methods.
method Defining a novel pattern notion based on subdifferentials, introducing accessibility and noiseless recovery conditions.
result Unified and extended conditions for pattern recovery in a broad class of penalized estimators.

New method improves feature selection in tree-based models.

problem Previous feature selection methods in tree-based models lack sufficient regularization and sub-optimal performance.
method Developed a new gain penalization approach for tree-based models that allows for flexible feature-specific importance weights.
result The new method improves out-of-sample performance, especially with correlated features.